Paul C. Latta

CEDAR RIVER CAPITAL

Seattle, WA 98104

Some features on this profile are disabled

CRD#: 2324753

Professional summary

Paul Christopher Latta is a registered financial advisor currently at CEDAR RIVER CAPITAL, LLC located in Seattle, Washington.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Paul has worked at 3 firms and has passed the Series 63, Series 87, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Paul Christopher Latta is an advisory board member of GMJ Technologies as of 2022. 5 hours per month are spent on this activity during and outside of trading hours. Paul Latta currently owns stock options in GMJ Technologies which will allow him to purchase 50,000 shares (approximately 0.5%) of the company. 0% of his yearly income currently comes from this activity. GMJ Technologies is based in Bothell, WA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Christopher Latta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2017 - Present

CEDAR RIVER CAPITAL, LLC

Office #1: 701 Fifth Ave Columbia Tower 42nd Floor, Seattle, WA, 98104

RIA

CRD#: 288579

Seattle, WA

Past

March 25, 1999 - August 19, 2011

MCADAMS WRIGHT RAGEN, INC.

CRD#: 45899

SEATTLE, WA

Past

June 25, 1998 - August 27, 1998

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/22/2020)

IAR

Washington
(7/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/18/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 1/14/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 6/23/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/24/2004

General Securities Principal Examination

Current Firm

CEDAR RIVER CAPITAL, LLC

CRD#: 288579 / SEC#:

California

Registered Investment Advisory firm - (5/22/2020 Approved)

Washington

Registered Investment Advisory firm - (7/21/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

701 Fifth Ave Columbia Tower 42nd Floor, Seattle, WA, 98104

Mailing Address

800 5th Ave Suite 101-742, Seattle, WA 98104

Phone number

(206) 317-1612

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 51,459,640

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dale Miller

MORGAN STANLEY

IAR

Moscow, ID

Gregg Quinn

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Redmond, WA

Alyssa Jarman

OSAIC WEALTH, INC.

IAR

Bellevue, WA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Paul C. Latta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Christopher Latta's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEDAR RIVER CAPITAL, LLC

MCADAMS WRIGHT RAGEN, INC.

WELLS FARGO INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/18/1999

Series 87

Date: 1/14/2005

Series 7

Date: 6/23/1998

Series 24

Date: 6/24/2004

Current Firm

CEDAR RIVER CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CEDAR RIVER CAPITAL, LLC

TRUST BUT VERIFY

Similar Advisors