Barton L. Young

SOVEREIGN FINANCIAL GROUP

Minneola, FL

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CRD#: 2324545

Professional summary

Barton Lester Young is a registered financial advisor currently at SOVEREIGN FINANCIAL GROUP, INC. located in Minneola, Florida.

Barton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Barton has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name of Business: B Young Enterprises, LLC Address: Windermere, FL, 34786, United States - Activity Type: Support Company - Owner Position/Title: Other - Investment Related: Yes - Start Date: 05/19/2015 Hours per month devoted to this business: 0-1 - Hours per month devoted to this business during trading hours: 0-1 - Description of duties: Support company

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barton Lester Young's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2022 - Present

SOVEREIGN FINANCIAL GROUP, INC.

RIA

CRD#: 294314

Minneola, FL

Past

September 2, 2009 - October 13, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Windermere, FL

Past

January 2, 2009 - August 7, 2009

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Windermere, FL

Past

June 17, 2003 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

Windermere, FL

Past

May 20, 1999 - June 13, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

Windermere, FL

Past

January 4, 1999 - October 13, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Windermere, FL

Past

June 1, 1998 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

April 8, 1997 - June 29, 1998

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

July 3, 1995 - April 10, 1997

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

April 23, 1993 - June 30, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOVEREIGN FINANCIAL GROUP, INC.

CRD#: 294314 / SEC#: 801-114529

RIA

Registered Investment Advisory firm - (1/31/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/28/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/14/1993

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/22/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/27/1998

General Securities Principal Examination

Current Firm

SOVEREIGN FINANCIAL GROUP, INC.

CRD#: 294314 / SEC#: 801-114529

RIA

Registered Investment Advisory firm - (1/31/2019 Approved)

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Contact information

Main Address

35 West Broad Street Suite 100, Stamford, CT 06902

Mailing Address

Phone number

(888) 765-8180

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOVEREIGN FINANCIAL GROUP, INC FIRM BROCHURE (10/31/2025)

Regulatory assets under management

Total Number of Accounts	3,304
AUM (Assets Under Management)	$ 882,702,145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Barton L. Young

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barton Lester Young's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

PIPER SANDLER & CO.

DAIN RAUSCHER INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SOVEREIGN FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/1993

Series 63

Date: 5/28/1993

SIE

Date: 10/1/2018

Series 31

Date: 5/14/1993

Series 7

Date: 4/22/1993

Series 24

Date: 8/27/1998

Current Firm

SOVEREIGN FINANCIAL GROUP, INC.

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOVEREIGN FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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