JC
James L. Clarren
CHICAGO CAPITAL MANAGEMENT ADVISORS
Austin, TX
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CRD#: 2324494
JC
Professional summary
James Leslie Clarren is a registered financial advisor currently at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC located in Austin, Texas and AMERICAN TRUST INVESTMENT SERVICES ADVISORY, INC. located in Lisle, Illinois.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. James has worked at 11 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Leslie Clarren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 4, 2014 - Present
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
RIA
CRD#: 123483
Austin, TX
Current
August 14, 2023 - Present
AMERICAN TRUST INVESTMENT SERVICES ADVISORY, INC.
Office #1: 4722 Main Street, Lisle, IL 60532RIA
CRD#: 299547
Lisle, IL
Current
January 15, 2015 - Present
AMERICAN TRUST INVESTMENT SERVICES, INC.
Office #1: 77 West Washington Street Suite 1801, Chicago, IL 60602BD
CRD#: 3001
CHICAGO, IL
Past
January 3, 2011 - December 31, 2014
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
RIA
CRD#: 109701
LISLE, IL
Past
May 22, 2002 - December 31, 2014
LASALLE ST SECURITIES, L.L.C.
BD
CRD#: 7191
LISLE, IL
Past
June 29, 2000 - November 2, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
March 6, 2000 - April 11, 2000
CONCEPT 10 INC.
BD
CRD#: 44953
CHICAGO, IL
Past
November 6, 1997 - November 2, 1999
ACCESS FINANCIAL GROUP, INC.
BD
CRD#: 33065
CHICAGO, IL
Past
May 19, 1995 - November 19, 1997
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
July 22, 1993 - May 31, 1995
JOSEPH ROBERTS & CO., INC.
BD
CRD#: 15971
POMPANO BEACH, FL
Past
March 19, 1993 - July 22, 1993
CHATFIELD DEAN & CO., INC.
BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC
CRD#: 123483 / SEC#: 801-130438
RIA
Registered Investment Advisory firm - (6/12/2024 Approved)Arizona
Registered Investment Advisory firm - (10/23/2024 Terminated)California
Registered Investment Advisory firm - (11/22/2024 Terminated)Colorado
Registered Investment Advisory firm - (10/24/2024 Terminated)Florida
Registered Investment Advisory firm - (10/23/2024 Terminated)Illinois
Registered Investment Advisory firm - (10/23/2024 Terminated)Indiana
Registered Investment Advisory firm - (11/1/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/25/2024 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (11/4/2024 Terminated)New York
Registered Investment Advisory firm - (9/30/2004 Cancelled)North Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2024 Terminated)Texas
Registered Investment Advisory firm - (10/23/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (10/23/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/1/2020)
RR
California(1/14/2020)
IAR
California(7/24/2020)
RR
Colorado(4/1/2024)
RR
Delaware(5/12/2025)
RR
Florida(1/20/2015)
IAR
Illinois(9/4/2014)
RR
Illinois(1/9/2020)
RR
Indiana(1/14/2020)
RR
Maryland(7/17/2023)
RR
Massachusetts(3/28/2024)
IAR
Michigan(9/8/2014)
RR
Michigan(1/15/2020)
RR
Nevada(5/5/2025)
RR
New Jersey(3/3/2020)
RR
New York(8/17/2023)
RR
North Carolina(11/6/2023)
RR
South Carolina(4/2/2024)
RR
Texas(7/22/2021)
IAR
Texas(8/15/2023)
RR
Virginia(5/7/2020)
RR
Washington(1/22/2020)
RR
Wisconsin(2/18/2020)
RR
Wyoming(2/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC
CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC | CHICAGO MANAGEMENT ADVISORS, INC
CRD#: 123483 / SEC#: 801-130438
RIA
Registered Investment Advisory firm - (6/12/2024 Approved)Arizona
Registered Investment Advisory firm - (10/23/2024 Terminated)California
Registered Investment Advisory firm - (11/22/2024 Terminated)Colorado
Registered Investment Advisory firm - (10/24/2024 Terminated)Florida
Registered Investment Advisory firm - (10/23/2024 Terminated)Illinois
Registered Investment Advisory firm - (10/23/2024 Terminated)Indiana
Registered Investment Advisory firm - (11/1/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/25/2024 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2024 Terminated)Michigan
Registered Investment Advisory firm - (11/4/2024 Terminated)New York
Registered Investment Advisory firm - (9/30/2004 Cancelled)North Carolina
Registered Investment Advisory firm - (10/25/2024 Terminated)Oregon
Registered Investment Advisory firm - (10/23/2024 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/24/2024 Terminated)Texas
Registered Investment Advisory firm - (10/23/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (10/23/2024 Terminated)PREMIUM
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Contact information
Main Address
4722 Main Street, Lisle, IL 60532
Mailing Address
Phone number
(630) 241-1122
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 560 |
| AUM (Assets Under Management) | $ 122,346,642 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
