Kristina G. Reed
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristina Gayl Reed, who also goes by Kristina Wassel, Kristina Gaylreed Williams, was a registered financial professional .
Kristina is a previously registered financial professional and started their career in finance in 1993. Kristina had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2023 - December 16, 2024
OSAIC INSTITUTIONS, INC.
March 29, 2023 - December 16, 2024
OSAIC INSTITUTIONS, INC.
July 30, 2020 - March 23, 2022
OSAIC INSTITUTIONS, INC.
July 29, 2020 - March 23, 2022
OSAIC INSTITUTIONS, INC.
February 5, 2018 - July 24, 2020
OSAIC INSTITUTIONS, INC.
February 1, 2018 - July 24, 2020
OSAIC INSTITUTIONS, INC.
July 22, 2015 - February 29, 2016
OSAIC INSTITUTIONS, INC.
July 22, 2015 - February 29, 2016
OSAIC INSTITUTIONS, INC.
February 26, 2013 - July 9, 2015
LPL FINANCIAL LLC
February 26, 2013 - July 9, 2015
LPL FINANCIAL LLC
June 1, 2008 - February 28, 2013
OSAIC INSTITUTIONS, INC.
June 1, 2008 - February 28, 2013
OSAIC INSTITUTIONS, INC.
March 5, 2008 - June 1, 2008
BI INVESTMENTS, LLC
March 5, 2008 - June 1, 2008
BI INVESTMENTS, LLC
May 4, 2006 - December 20, 2007
FIRST CITIZENS INVESTOR SERVICES, INC.
May 4, 2006 - December 20, 2007
FIRST CITIZENS INVESTOR SERVICES, INC.
December 19, 2003 - February 21, 2006
WELLS FARGO CLEARING SERVICES, LLC
December 11, 2003 - February 21, 2006
WELLS FARGO CLEARING SERVICES, LLC
April 16, 2002 - November 12, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 5, 2002 - November 12, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 30, 1996 - June 14, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 9, 1995 - June 2, 1995
LOYOLA INVESTMENT SERVICES, INC.
September 17, 1993 - April 22, 1994
INDEPENDENT FINANCIAL SECURITIES, INC.
April 29, 1993 - September 25, 1993
CRESTAR SECURITIES CORPORATION
Primary Firm SEC Registration
OSAIC INSTITUTIONS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OSAIC INSTITUTIONS, INC.
CRD#: 35371 / SEC#: 801-67242, 8-46661
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC INSTITUTIONS HOLDINGS, INC. | HOLDING COMPANY | |
| AMARANTE, STEPHEN PAUL | PRESIDENT, CEO AND DIRECTOR | 3165067 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR AND EXECUTIVE VICE PRESIDENT OPERATIONS AND TECHNOLOGY SOLUTIONS | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 8,779 |
| AUM (Assets Under Management) | $ 4,024,448,971 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
