Robert C. Vermillion
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Charles Vermillion, who also goes by Bob Vermillion, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2014 - December 31, 2016
SUMMIT FINANCIAL GROUP INC
January 16, 2014 - December 31, 2016
SUMMIT BROKERAGE SERVICES, INC.
August 26, 2010 - January 16, 2014
LPL FINANCIAL LLC
March 3, 2006 - January 16, 2014
LPL FINANCIAL LLC
November 15, 1996 - March 6, 2006
MORGAN STANLEY DW INC.
May 5, 1993 - December 2, 1996
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/13/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
