Donald M. Abramson

DIPSEA CAPITAL

TIBURON, CA

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CRD#: 2324362

Professional summary

Donald Michael Abramson, who also goes by Donald Michael Abramison, Donald Abramison, Don Abramson, is a registered financial advisor currently at DIPSEA CAPITAL, LLC located in Tiburon, California.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Donald has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Donald Michael Abramison | Donald Abramison | Don Abramson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Michael Abramson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2022 - Present

DIPSEA CAPITAL, LLC

RIA

CRD#: 257787

TIBURON, CA

Past

September 15, 2014 - September 27, 2017

QUASAR TRADING, LLC

CRD#: 151974

SAN JUAN, PR

Past

April 5, 2013 - August 8, 2014

QUASAR TRADING, LLC

CRD#: 151974

SAN JUAN, PR

Past

August 13, 2012 - June 27, 2013

COASTAL TRADE SECURITIES, LLC

CRD#: 148246

SHORT HILLS, NJ

Past

July 28, 2010 - July 26, 2012

VTRADER PRO, LLC

CRD#: 131920

SAN FRANCISCO, CA

Past

April 21, 2005 - January 6, 2011

AK CAPITAL, LLC

CRD#: 35413

SAN FRANCISCO, CA

Past

February 8, 2002 - January 3, 2005

REDWOOD TRADING, LLC

CRD#: 114774

SAN FRANCISCO, CA

Past

August 22, 2001 - March 15, 2002

PROTRADER SECURITIES L.P.

CRD#: 35233

AUSTIN, TX

Past

August 22, 2001 - April 25, 2002

ORION TRADING, LLC

CRD#: 43932

WINTER PARK, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIPSEA CAPITAL, LLC

CRD#: 257787 / SEC#: 801-128488

RIA

Registered Investment Advisory firm - (8/1/2023 Approved)

California

Registered Investment Advisory firm - (9/15/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/21/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2000

General Securities Representative Examination

Current Firm

DIPSEA CAPITAL, LLC

CRD#: 257787 / SEC#: 801-128488

RIA

Registered Investment Advisory firm - (8/1/2023 Approved)

California

Registered Investment Advisory firm - (9/15/2023 Terminated)

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Contact information

Main Address

591 Redwood Highway Suite 3280, Mill Valley, CA 94941

Mailing Address

Phone number

(415) 925-9022

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DIPSEA CAPITAL ADV BROCHURE (4/23/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 103,005,793

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
California	ERA - Withdrawn	3/6/2019

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald M. Abramson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Michael Abramson's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR TRADING, LLC

QUASAR TRADING, LLC

COASTAL TRADE SECURITIES, LLC

VTRADER PRO, LLC

AK CAPITAL, LLC

REDWOOD TRADING, LLC

PROTRADER SECURITIES L.P.

ORION TRADING, LLC

Primary Firm SEC Registration

DIPSEA CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/21/2001

SIE

Date: 9/27/2017

Series 7

Date: 3/17/2000

Current Firm

DIPSEA CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

DIPSEA CAPITAL, LLC

TRUST BUT VERIFY

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