Karl R. Biggers
Professional summary
Karl Roderic Biggers, who also goes by Karl Roderic Biggers, is a registered financial professional currently at BANCROFT CAPITAL, LLC located in Irving, Texas.
Karl is registered as a RR (Registered Representative) and started their career in finance in 1994. Karl has worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karl Roderic Biggers's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2022 - Present
BANCROFT CAPITAL, LLC
Office #1: 5000 Riverside Drive Building 6, Suite 100e, Irving, TX 75039October 29, 2019 - December 22, 2020
REGIONS SECURITIES LLC
December 18, 2014 - March 5, 2019
GEORGE K. BAUM & COMPANY
May 22, 2012 - May 1, 2014
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
August 9, 2006 - February 24, 2012
M. R. BEAL & COMPANY
August 27, 1999 - June 14, 2000
AVANTAX INVESTMENT SERVICES, INC.
March 26, 1997 - September 2, 1997
HILLTOP SECURITIES INC.
May 2, 1995 - November 21, 1995
DALLAS RESEARCH & TRADING, INC.
April 11, 1994 - April 25, 1995
FIRST SOUTHWEST COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2024)
(4/5/2022)
(4/5/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BANCROFT CAPITAL, LLC
CRD#: 290665 / SEC#: , 8-70035
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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