Gerald N. Covella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Nicholas Covella, who also goes by Jerry Covella, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 1993. Gerald had worked at 6 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2020 - December 8, 2022
THE TAVENNER COMPANY
July 23, 2002 - December 31, 2017
W. H. COLSON SECURITIES, INC.
March 25, 2002 - July 23, 2002
NORTHEAST SECURITIES, LLC
January 3, 1997 - December 31, 2001
INVESTORS CAPITAL CORP.
June 1, 1996 - December 31, 1996
WALNUT STREET SECURITIES, INC.
February 21, 1994 - June 1, 1996
NORTH AMERICAN MANAGEMENT, INC.
February 22, 1993 - December 31, 1993
NORTH AMERICAN MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
THE TAVENNER COMPANY
CRD#: 18004 / SEC#: , 8-41206
Contact information
FINRA licenses (24 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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