John J. Glasman

GILPIN WEALTH MANAGEMENT LLC

Denver, CO 80209

Some features on this profile are disabled

CRD#: 2323660

Professional summary

John Joseph Glasman, CFA, CFP®, who also goes by Joe Glasman, Joey Glasman, is a registered financial advisor currently at GILPIN WEALTH MANAGEMENT LLC located in Denver, Colorado.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. John has worked at 8 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Glasman | Joey Glasman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CPA with Gilpin Partners Inc. - prepares limited number of tax returns for family members and clients. These activities represent less than 5% of his time annually, receives additional compensation for the tax services performed by the CPA related work. Gilpin Partners, Inc. is also a direct owner of Gilpin Wealth Management, LLC; spends less than 1% of his time to this activity. 1371 Hecla AB, LLC., owner, personal real estate investments. Entity owns building for Peak Asset Management office. Not investment related. Less than 5 hours/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Glasman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

May 25, 2021 - Present

GILPIN WEALTH MANAGEMENT LLC

Office #1: 50 South Steele Street Suite 501, Denver, CO 80209

RIA

CRD#: 311336

Denver, CO

Past

November 9, 2006 - June 2, 2021

PEAK ASSET MANAGEMENT, LLC

RIA

CRD#: 106944

LOUISVILLE, CO

Past

August 8, 2001 - July 6, 2005

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

DENVER, CO

Past

January 13, 2001 - July 6, 2005

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

August 17, 2000 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

April 29, 1999 - August 24, 1999

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

November 26, 1996 - March 19, 1999

ICON DISTRIBUTORS, INC.

CRD#: 28568

GREENWOOD VILLAGE, CO

Past

August 29, 1996 - November 4, 1996

SCHNEIDER SECURITIES, INC.

CRD#: 16434

DENVER, CO

Past

September 16, 1993 - September 27, 1994

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GILPIN WEALTH MANAGEMENT LLC

CRD#: 311336 / SEC#: 801-128788

RIA

Registered Investment Advisory firm - (9/25/2023 Approved)

Colorado

Registered Investment Advisory firm - (11/14/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/12/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/25/2021)

IAR

Texas
(9/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/2/1993

General Securities Representative Examination

Current Firm

GILPIN WEALTH MANAGEMENT LLC

CRD#: 311336 / SEC#: 801-128788

RIA

Registered Investment Advisory firm - (9/25/2023 Approved)

Colorado

Registered Investment Advisory firm - (11/14/2024 Terminated)

Texas

Registered Investment Advisory firm - (11/12/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

50 South Steele Street Suite 501, Denver, CO 80209

Mailing Address

Phone number

(720) 893-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (1/29/2025)

Regulatory assets under management

Total Number of Accounts	522
AUM (Assets Under Management)	$ 197,173,637

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Johlfs

LPL FINANCIAL LLC

IAR

Greenwood Village, CO

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John J. Glasman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Joseph Glasman's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK ASSET MANAGEMENT, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

FUNDS DISTRIBUTOR, LLC

ICON DISTRIBUTORS, INC.

SCHNEIDER SECURITIES, INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

GILPIN WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/8/1993

Series 7

Date: 7/2/1993

Current Firm

GILPIN WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GILPIN WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors