Jayanti Solanki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jayanti Solanki, who also goes by Jason Solanki, was a registered financial professional .
Jayanti is a previously registered financial professional and started their career in finance in 1993. Jayanti had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2005 - December 31, 2016
WORLD INVESTMENTS, LLC
January 26, 2005 - December 31, 2016
WORLD INVESTMENTS, LLC
February 26, 2003 - January 18, 2005
CANTONE RESEARCH INC.
February 24, 2003 - January 18, 2005
CANTONE RESEARCH INC.
July 15, 2002 - February 25, 2003
ASSET & FINANCIAL PLANNING, LTD
May 13, 2002 - February 25, 2003
PRIME CAPITAL SERVICES, INC.
July 9, 2001 - April 2, 2002
SCHNEIDER SECURITIES, INC.
June 2, 1999 - July 17, 2001
NATIONAL PLANNING CORPORATION
April 6, 1998 - July 1, 1999
MONY SECURITIES CORPORATION
August 6, 1993 - April 15, 1998
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
