James Clay Horlacher
AIF®Professional Summary
James Clay Horlacher, AIF®, who also goes by James C Horlacher, is a registered financial advisor currently at FIRST AFFIRMATIVE FINANCIAL NETWORK LLC located in Lenexa, Kansas. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. James has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James C Horlacher
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
33 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC | FORMATIVE FINANCIAL | FORMATIVE
Contact Information
Main Address
5475 Mark Dabling Boulevard Suite 320, Colorado Springs, CO 80918Phone Number
(719) 478-7036# of Employees
24SEC notice filing (33 States and Territories)
Registered to provide investment advisory services in 33 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,327AUM (Assets Under Management)
$905,216,708Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC | FORMATIVE FINANCIAL | FORMATIVE
State Registrations and Notice Filings
(8/11/1999)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1993About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Clay Horlacher's CRS (Customer Relationship Summary).
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