Robert G. Gutenstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Gustav Gutenstein was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1966. Robert had worked at 3 firms and has passed the Series 63, SIE, PC, Series 16 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2016 - April 4, 2018
REVERE SECURITIES LLC
October 14, 1999 - March 31, 2016
BURNHAM SECURITIES INC.
July 18, 1966 - September 10, 1999
KALB, VOORHIS & CO., LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 9/7/1977
AMEX Put and Call ExamSeries 40
Date: 7/18/1966
Registered Principal ExaminationCurrent Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
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