Juliette Schmidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juliette Schmidt, who also goes by Juliette Alexandra Blankley, Julie Schmidt, Juliette A Schmidt, Juliette Alexandra Schmidt, Juliette Alexandria Schmidt, was a registered financial professional .
Juliette is a previously registered financial professional and started their career in finance in 1993. Juliette had worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2017 - October 11, 2018
BETAFRONTIER
November 13, 2015 - November 26, 2017
SUPERNOVA ASSET STRATEGIES
May 15, 2001 - May 12, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 6, 1993 - May 12, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 8/8/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BETAFRONTIER
CRD#: 137386 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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