John T. Lasota
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Terry Lasota was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2012 - December 31, 2015
LASOTA INVESTMENTS, INC.
May 8, 2007 - August 20, 2012
J. W. COLE ADVISORS, INC.
September 16, 2005 - August 20, 2012
J.W. COLE FINANCIAL, INC.
November 4, 2002 - December 31, 2004
WATERSTONE FINANCIAL GROUP, INC.
October 28, 2002 - September 16, 2005
WATERSTONE FINANCIAL GROUP, INC.
April 19, 1995 - October 28, 2002
DREHER & ASSOCIATES, INC.
April 13, 1993 - March 29, 1995
EDWARD JONES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LASOTA INVESTMENTS, INC.
CRD#: 164950 / SEC#:
Contact information
Red Flags
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