Wilton D. Baker

NAUTICA ASSET MANAGEMENT LLC

Canton, MI 48187

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CRD#: 2323031

Professional summary

Wilton David Baker, who also goes by Dave Baker, is a registered financial advisor currently at NAUTICA ASSET MANAGEMENT LLC located in Canton, Michigan.

Wilton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Wilton has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Baker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Dave Baker - Sole Proprietor; Investment Related; Ann Arbor, MI; Insurance Products Sales and Services; Independent Insurance Agent; March 1993; Approximately 50% of time spent on this activity. 2. Business Name: Nautica Insurance Group LLC; Address: PO Box 87919, 480 N Canton Center Rd., Canton, MI 48187; Your position, title, or relationship. Managing Director; Start date of your relationship: 12/23/2019; Approximate hours a month spent on the other business 90; Approximate hours during trading spent on the other business: 40; Approximate percentage of time and income related to the business. 50%

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wilton David Baker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2016 - Present

NAUTICA ASSET MANAGEMENT LLC

Office #1: 480 N Canton Center Rd. Unit 87919, Canton, MI 48187

RIA

CRD#: 282765

Canton, MI

Past

August 4, 2003 - July 25, 2005

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

January 15, 2002 - July 10, 2003

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

January 6, 1998 - January 18, 2002

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 3, 1993 - January 6, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 3, 1993 - January 6, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/23/2023)

IAR

California
(5/1/2024)

IAR

Maryland
(1/6/2023)

IAR

Michigan
(4/14/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/1/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/10/2001

General Securities Principal Examination

Current Firm

NAUTICA ASSET MANAGEMENT LLC

NAUTICA ASSET MANAGEMENT LLC | RETIREMENT INCOME & BENEFITS SOLUTIONS LLC

CRD#: 282765 / SEC#:

Arizona

Registered Investment Advisory firm - (3/23/2023 Approved)

California

Registered Investment Advisory firm - (4/30/2024 Approved)

Maryland

Registered Investment Advisory firm - (1/6/2023 Approved)

Michigan

Registered Investment Advisory firm - (4/12/2016 Approved)

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Contact information

Main Address

480 N Canton Center Rd. Unit 87919, Canton, MI 48187

Mailing Address

Phone number

(734) 794-2775

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 782,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Wilton D. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wilton David Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAUTICA ASSET MANAGEMENT LLC

PURSHE KAPLAN STERLING INVESTMENTS

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/2015

Series 63

Date: 3/16/1993

Series 7

Date: 3/1/1993

Series 24

Date: 4/10/2001

Current Firm

NAUTICA ASSET MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NAUTICA ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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