David M. Gaffney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Matthew Gaffney was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1993. David had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2020 - December 31, 2022
ONESOURCE FINANCIAL ADVISORS, INC.
June 11, 2015 - December 31, 2018
ONESOURCE FINANCIAL ADVISORS, INC.
January 27, 2000 - July 2, 2001
WADDELL & REED
August 28, 1997 - December 31, 1999
QUESTAR CAPITAL CORPORATION
January 31, 1996 - September 8, 1997
MARINER FINANCIAL SERVICES, INC.
November 14, 1994 - December 31, 1995
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 28, 1993 - June 28, 1994
IDS LIFE INSURANCE COMPANY
April 28, 1993 - June 28, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ONESOURCE FINANCIAL ADVISORS, INC.
CRD#: 310569 / SEC#:
Contact information
Red Flags
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