Terry L. Rawsky

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CRD#: 2323003

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Terry Lee Rawsky, CFP® was a registered financial professional .

Terry is a previously registered financial professional and started their career in finance in 1993. Terry had worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Past

December 18, 2013 - March 10, 2022

OLD OAK FINANCIAL PLANNING, INC.

RIA

CRD#: 122500

BRIGHTON, MI

Past

March 25, 1996 - July 30, 2012

OLD OAK FINANCIAL PLANNING, INC.

RIA

CRD#: 122500

BRIGHTON, MI

Past

January 11, 1995 - July 1, 1998

SIGMA FINANCIAL CORPORATION

CRD#: 14303

ANN ARBOR, MI

Past

March 8, 1993 - January 9, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OLD OAK FINANCIAL PLANNING, INC.

CRD#: 122500 / SEC#: 801-117480

RIA

Registered Investment Advisory firm - (10/15/2019 Approved)

Florida

Registered Investment Advisory firm - (10/16/2019 Terminated)

Michigan

Registered Investment Advisory firm - (10/16/2019 Terminated)

Texas

Registered Investment Advisory firm - (10/16/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/1/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/5/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/4/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OLD OAK FINANCIAL PLANNING, INC.

CRD#: 122500 / SEC#: 801-117480

RIA

Registered Investment Advisory firm - (10/15/2019 Approved)

Florida

Registered Investment Advisory firm - (10/16/2019 Terminated)

Michigan

Registered Investment Advisory firm - (10/16/2019 Terminated)

Texas

Registered Investment Advisory firm - (10/16/2019 Terminated)

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Contact information

Main Address

7077 Fieldcrest Dr. Suite 400, Brighton, MI 48116

Mailing Address

Phone number

(810) 220-4400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OLD OAK FINANCIAL PLANNING, INC (3/11/2025)

Regulatory assets under management

Total Number of Accounts	625
AUM (Assets Under Management)	$ 153,328,261

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Terry L. Rawsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OLD OAK FINANCIAL PLANNING, INC.

OLD OAK FINANCIAL PLANNING, INC.

SIGMA FINANCIAL CORPORATION

OSAIC WEALTH, INC.

Primary Firm SEC Registration

OLD OAK FINANCIAL PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/1/1993

Series 7

Date: 7/5/1994

Series 6

Date: 3/4/1993

Current Firm

OLD OAK FINANCIAL PLANNING, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OLD OAK FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

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