Kristin M. Reynolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristin M Reynolds, who also goes by Kristin M Burns, Kristin Marie Burns, Kristin Burns Reynolds, Kristin Marie Reynolds, was a registered financial professional .
Kristin is a previously registered financial professional and started their career in finance in 1993. Kristin had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2010 - February 15, 2023
MORGAN STANLEY & CO. LLC
October 1, 2008 - July 16, 2009
J.P. MORGAN SECURITIES LLC
October 2, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
April 11, 2005 - September 27, 2007
BANC OF AMERICA SECURITIES LLC
May 13, 2002 - March 11, 2005
J.P. MORGAN SECURITIES INC.
November 27, 2000 - May 16, 2002
MORGAN STANLEY & CO. LLC
June 14, 1995 - November 21, 1996
MORGAN STANLEY & CO. LLC
June 9, 1994 - January 10, 1995
T. ROWE PRICE INVESTMENT SERVICES, INC.
March 2, 1993 - December 1, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY & CO. LLC
CRD#: 8209 / SEC#: , 8-15869
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
| Regulatory Event | 487 |
| Civil Event | 5 |
| Arbitration | 56 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
