Gregory B. Pierce

WINDWARD WEALTH STRATEGIES

Oshkosh, WI 54904

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CRD#: 2322976

Professional summary

Gregory Bryan Pierce is a registered financial advisor currently at WINDWARD WEALTH STRATEGIES, INC. located in Oshkosh, Wisconsin.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Gregory has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fox Valley Pro Basketball, Inc; President; Investment related: No; 2370 State Road 44; Description of the business: Fox Valley Pro Basketball, Inc. (FVPB) was formed in 2016 as a Reg. D offering for purposes of building an arena as the home of the Wisconsin Herd G-League basketball team, an affiliate of the Milwaukee Bucks. This family entertainement facility was completed in December, 2017 without public financing, but the entitee was unable to obtain sufficient private financing by August, 2019, so the builder filed an action against FVPB. FVPB responded by filing for Chapter 11 and that process is on-going as of the present date. ; Started: 2016-04-29; Hours devoted to business during trading hours: 10; Hours devoted to business outside trading hours: 10.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Bryan Pierce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2017 - Present

WINDWARD WEALTH STRATEGIES, INC.

Office #1: 2370 State Road 44 Suite A, Oshkosh, WI 54904

RIA

CRD#: 175126

Oshkosh, WI

Past

March 16, 2015 - December 31, 2016

WINDWARD WEALTH STRATEGIES, INC.

RIA

CRD#: 175126

OSHKOSH, WI

Past

July 25, 2007 - April 1, 2015

REINHART PARTNERS, LLC

RIA

CRD#: 106432

MEQUON, WI

Past

February 20, 2004 - May 15, 2007

BAKER TILLY INVESTMENT ADVISORS

RIA

CRD#: 111264

OSHKOSH, WI

Past

July 25, 1995 - August 3, 1998

FIRSTAR INVESTMENT SERVICES,INC.

CRD#: 14536

MORRIS PLAINS, NJ

Past

January 17, 1995 - July 21, 1995

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

January 17, 1995 - July 21, 1995

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

March 10, 1993 - September 7, 1994

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 10, 1993 - September 7, 1994

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINDWARD WEALTH STRATEGIES, INC.

CRD#: 175126 / SEC#: 801-81031

RIA

Registered Investment Advisory firm - (2/27/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(1/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/19/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/2/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/8/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WINDWARD WEALTH STRATEGIES, INC.

CRD#: 175126 / SEC#: 801-81031

RIA

Registered Investment Advisory firm - (2/27/2015 Approved)

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Contact information

Main Address

2370 State Road 44 Suite A, Oshkosh, WI 54904

Mailing Address

Phone number

(920) 230-2215

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV BROCHURE AND BROCHURE SUPPLEMENTS (3/20/2025)

Regulatory assets under management

Total Number of Accounts	379
AUM (Assets Under Management)	$ 202,174,551

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory B. Pierce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Bryan Pierce's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINDWARD WEALTH STRATEGIES, INC.

REINHART PARTNERS, LLC

BAKER TILLY INVESTMENT ADVISORS

FIRSTAR INVESTMENT SERVICES,INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WINDWARD WEALTH STRATEGIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/19/2004

Series 63

Date: 3/8/1993

Series 7

Date: 6/2/1997

Series 6

Date: 3/8/1993

Current Firm

WINDWARD WEALTH STRATEGIES, INC.

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WINDWARD WEALTH STRATEGIES, INC.

TRUST BUT VERIFY

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