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GP

Gregory B. Pierce

WINDWARD WEALTH STRATEGIES
Oshkosh, WI 54904
Some features on this profile are disabled
CRD#: 2322976
GP

Professional summary

Gregory Bryan Pierce is a registered financial advisor currently at WINDWARD WEALTH STRATEGIES, INC. located in Oshkosh, Wisconsin.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Gregory has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Bryan Pierce's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 11, 2017 - Present

WINDWARD WEALTH STRATEGIES, INC.

Office #1: 2370 State Road 44 Suite A, Oshkosh, WI 54904
RIA
CRD#: 175126
Oshkosh, WI
Past

March 16, 2015 - December 31, 2016

WINDWARD WEALTH STRATEGIES, INC.

RIA
CRD#: 175126
OSHKOSH, WI
Past

July 25, 2007 - April 1, 2015

REINHART PARTNERS, LLC

RIA
CRD#: 106432
MEQUON, WI
Past

February 20, 2004 - May 15, 2007

BAKER TILLY INVESTMENT ADVISORS

RIA
CRD#: 111264
OSHKOSH, WI
Past

July 25, 1995 - August 3, 1998

FIRSTAR INVESTMENT SERVICES,INC.

BD
CRD#: 14536
MORRIS PLAINS, NJ
Past

January 17, 1995 - July 21, 1995

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

January 17, 1995 - July 21, 1995

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

March 10, 1993 - September 7, 1994

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

March 10, 1993 - September 7, 1994

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WINDWARD WEALTH STRATEGIES, INC.
WINDWARD WEALTH STRATEGIES, INC.

CRD#: 175126 / SEC#: 801-81031

RIA
Registered Investment Advisory firm - (2/27/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(1/11/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/19/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/8/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 6/2/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/8/1993
Investment Company Products/Variable Contracts Representative Examination

Current Firm

WW
WINDWARD WEALTH STRATEGIES, INC.
WINDWARD WEALTH STRATEGIES, INC.

CRD#: 175126 / SEC#: 801-81031

RIA
Registered Investment Advisory firm - (2/27/2015 Approved)
PREMIUM
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Contact information

Main Address
2370 State Road 44 Suite A, Oshkosh, WI 54904
Mailing Address
Phone number
(920) 230-2215
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV BROCHURE AND BROCHURE SUPPLEMENTS (3/20/2025)

Regulatory assets under management

Total Number of Accounts379
AUM (Assets Under Management)$ 202,174,551

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WINDWARD WEALTH STRATEGIES, INC.

CRD#: 175126Oshkosh, WI 54904

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