WK
William D. Kindle
HOMESTEAD ADVISERS
Medfield, MA
Some features on this profile are disabled
CRD#: 2322839
WK
Professional summary
William Douglas Kindle, who also goes by Bill Kindle, William Kindle, is a registered financial advisor currently at HOMESTEAD ADVISERS CORP. located in Medfield, Massachusetts and HOMESTEAD FINANCIAL SERVICES CORP. located in Arlington, Virginia.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. William has worked at 11 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Kindle | William Kindle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view William Douglas Kindle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2022 - Present
HOMESTEAD ADVISERS CORP.
RIA
CRD#: 109845
Medfield, MA
Current
May 31, 2022 - Present
HOMESTEAD FINANCIAL SERVICES CORP.
Office #1: 4301 Wilson Boulevard, Arlington, VA 22203BD
CRD#: 26643
Arlington, VA
Past
June 29, 2021 - November 17, 2021
WINDHAM CAPITAL MANAGEMENT, LLC
RIA
CRD#: 110539
BOSTON, MA
Past
January 3, 2017 - April 1, 2020
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
Wellesley, MA
Past
September 25, 2013 - December 31, 2016
NORTHERN LIGHTS DISTRIBUTORS, LLC
BD
CRD#: 126159
ELKHORN, NE
Past
September 23, 2013 - March 30, 2020
WELLESLEY ASSET MANAGEMENT, INC.
RIA
CRD#: 116176
WELLESLEY, MA
Past
December 16, 2011 - June 5, 2012
AI ADVISORS, LLC
RIA
CRD#: 158688
BOSTON, MA
Past
June 4, 2001 - October 10, 2011
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
BOSTON, MA
Past
January 14, 1997 - March 21, 2001
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
BOSTON, MA
Past
August 6, 1993 - December 31, 1996
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
March 15, 1993 - July 27, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HOMESTEAD ADVISERS CORP.
HOMESTEAD ADVISERS CORP. | RE ADVISERS CORPORATION
CRD#: 109845 / SEC#: 801-37391
RIA
Registered Investment Advisory firm - (9/21/1990 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(5/31/2022)
RR
Alabama(6/7/2022)
RR
Alaska(6/15/2022)
IAR
Alaska(7/13/2022)
RR
Arizona(6/13/2022)
IAR
Arizona(7/14/2022)
RR
Arkansas(6/9/2022)
IAR
Arkansas(7/11/2022)
IAR
California(5/31/2022)
RR
California(6/7/2022)
RR
Colorado(6/6/2022)
IAR
Colorado(6/28/2022)
IAR
Connecticut(5/31/2022)
RR
Connecticut(6/1/2022)
RR
Delaware(6/23/2022)
IAR
Delaware(6/23/2022)
RR
District of Columbia(6/6/2022)
IAR
District of Columbia(6/28/2022)
RR
Florida(6/6/2022)
IAR
Florida(6/13/2022)
RR
Georgia(6/6/2022)
IAR
Georgia(6/6/2022)
RR
Hawaii(6/7/2022)
IAR
Hawaii(7/19/2022)
IAR
Idaho(5/31/2022)
RR
Idaho(6/2/2022)
RR
Illinois(6/8/2022)
IAR
Illinois(7/21/2022)
IAR
Indiana(5/31/2022)
RR
Indiana(7/27/2022)
IAR
Iowa(6/1/2022)
RR
Iowa(6/7/2022)
RR
Kansas(6/20/2022)
IAR
Kansas(7/21/2022)
RR
Kentucky(6/17/2022)
IAR
Kentucky(7/1/2022)
RR
Louisiana(6/7/2022)
IAR
Louisiana(6/29/2022)
IAR
Maine(6/1/2022)
RR
Maine(6/6/2022)
RR
Maryland(5/31/2022)
IAR
Maryland(5/31/2022)
RR
Massachusetts(6/6/2022)
IAR
Massachusetts(6/28/2022)
IAR
Michigan(6/3/2022)
RR
Michigan(6/8/2022)
RR
Minnesota(6/6/2022)
IAR
Minnesota(6/29/2022)
IAR
Mississippi(6/30/2022)
RR
Mississippi(7/1/2022)
IAR
Missouri(6/1/2022)
RR
Missouri(6/7/2022)
IAR
Montana(5/31/2022)
RR
Montana(6/6/2022)
RR
Nebraska(6/6/2022)
IAR
Nebraska(6/28/2022)
RR
Nevada(6/16/2022)
IAR
Nevada(6/28/2022)
RR
New Hampshire(6/17/2022)
IAR
New Hampshire(6/30/2022)
IAR
New Jersey(5/31/2022)
RR
New Jersey(6/6/2022)
RR
New Mexico(6/7/2022)
IAR
New Mexico(6/29/2022)
RR
New York(6/9/2022)
IAR
North Carolina(6/1/2022)
RR
North Carolina(6/6/2022)
RR
North Dakota(6/13/2022)
IAR
North Dakota(8/3/2022)
IAR
Ohio(6/3/2022)
RR
Ohio(6/6/2022)
RR
Oklahoma(6/7/2022)
IAR
Oklahoma(7/7/2022)
IAR
Oregon(5/31/2022)
RR
Oregon(6/22/2022)
IAR
Pennsylvania(6/1/2022)
RR
Pennsylvania(6/9/2022)
RR
Puerto Rico(6/2/2022)
IAR
Puerto Rico(6/2/2022)
RR
Rhode Island(6/17/2022)
IAR
Rhode Island(6/28/2022)
RR
South Carolina(6/8/2022)
IAR
South Carolina(6/8/2022)
RR
South Dakota(6/7/2022)
IAR
South Dakota(6/7/2022)
RR
Tennessee(6/6/2022)
IAR
Texas(6/2/2022)
RR
Texas(6/6/2022)
IAR
Utah(5/31/2022)
RR
Utah(6/6/2022)
IAR
Vermont(5/31/2022)
RR
Vermont(6/7/2022)
RR
Virgin Islands(6/17/2022)
IAR
Virgin Islands(6/17/2022)
RR
Virginia(6/17/2022)
IAR
Virginia(7/5/2022)
RR
Washington(6/6/2022)
IAR
Washington(7/6/2022)
RR
West Virginia(6/9/2022)
IAR
West Virginia(7/6/2022)
IAR
Wisconsin(6/1/2022)
RR
Wisconsin(6/6/2022)
IAR
Wyoming(6/1/2022)
RR
Wyoming(6/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/13/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HA
HOMESTEAD ADVISERS CORP.
HOMESTEAD ADVISERS CORP. | RE ADVISERS CORPORATION
CRD#: 109845 / SEC#: 801-37391
RIA
Registered Investment Advisory firm - (9/21/1990 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Wilson Blvd., Arlington, VA 22203-1860
Mailing Address
Phone number
866-673-2299/800-258-3030
Established
Firm type
Fiscal year end
# of Employees
40
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 7,735,038,928 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
