Scott R. Sacane
Professional summary
Scott Richard Sacane was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Scott had worked at 3 firms, which includes BANC OF AMERICA SECURITIES LLC, MONTGOMERY SECURITIES, ABN AMRO SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 1997 - January 1, 1999
BANC OF AMERICA SECURITIES LLC
September 25, 1996 - October 1, 1997
MONTGOMERY SECURITIES
July 11, 1995 - March 22, 1996
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
BANC OF AMERICA SECURITIES LLC
CRD#: 26091 / SEC#: , 8-42263
Contact information
Documents
Disclosures
| Regulatory Event | 88 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
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