Brett J. Messier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brett Joseph Messier was a registered financial professional .
Brett is a previously registered financial professional and started their career in finance in 1993. Brett had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2006 - January 16, 2008
THE SHEMANO GROUP, INC.
September 25, 2003 - June 21, 2006
WOODBURY FINANCIAL SERVICES, INC.
April 8, 2003 - July 1, 2003
TRIAD ADVISORS LLC
February 1, 2002 - March 17, 2003
STIFEL INDEPENDENT ADVISORS, LLC
February 22, 2000 - January 17, 2002
INTERFIRST CAPITAL CORPORATION
September 15, 1998 - February 22, 2000
MARION BASS SECURITIES CORPORATION
October 14, 1994 - October 5, 1998
H.J. MEYERS & CO., INC.
December 14, 1993 - November 1, 1994
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE SHEMANO GROUP, INC.
CRD#: 35528 / SEC#: , 8-46713
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
