James R. Veal

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CRD#: 2322562

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Ricky Veal was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1994. James had worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. VEAL TEACHES AND INFORMS ADULTS ABOUT THE IMPORTANCE OF SAVING MONEY. IT IS AN AFFILIATION OF TEMPLE UNIVERSITY PAN-AFRICA STUDIES DEPARTMENT WHERE ALL INSTRUCTORS ARE VOLUNTEERS. THE NAME OF THE CLASS IS "WAYS TO PAY YOURSELF FIRST". THE PROGRAM PROVIDES CONTINUING AND BASIC ADULT EDUCATION SERVICES TO THE COMMUNITY. HE TEACHES THE COURSE ONE-TIME PER WEEK FOR TWO HOURS. CONTACT THE DIRECTOR OF THE PROGRAM, MR. YUMY ODOM AT 215-204-3449. *********************************** JRV WEALTH MANAGEMENT GROUP, LLC 2108 N. MARVINE STREET - PHILADELPHIA, PA* FIXED INSURANCE* I AM APPOINTED WITH INSURMARK & TNBC AND LIFE AND FIXED INDEXED ANNUITIES.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 28, 2019 - May 28, 2024

IAMS WEALTH MANAGEMENT, LLC

RIA

CRD#: 286085

Philadelphia, PA

Past

January 4, 2010 - July 17, 2019

JRV WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 152052

PHILADELPHIA, PA

Past

August 29, 2008 - September 9, 2009

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

PHILADELPHIA, PA

Past

August 29, 2008 - September 9, 2009

SECURITIES AMERICA, INC.

CRD#: 10205

PHILADELPHIA, PA

Past

September 16, 2004 - September 11, 2008

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

PHILADELPHIA, PA

Past

September 16, 2004 - September 11, 2008

CITIZENS SECURITIES, INC.

CRD#: 39550

PHILADELPHIA, PA

Past

June 16, 2003 - April 26, 2004

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

July 5, 2001 - August 8, 2002

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

February 22, 2001 - May 2, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

March 2, 1995 - February 16, 2001

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

October 10, 1994 - February 14, 1995

AMERICORP SECURITIES, INC.

CRD#: 30405

NEW YORK, NY

Past

April 12, 1994 - July 9, 1994

L.C. WEGARD & CO., INC.

CRD#: 3722

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/11/1994

General Securities Representative Examination

Current Firm

IAMS WEALTH MANAGEMENT, LLC

CRD#: 286085 / SEC#: 801-108875

RIA

Registered Investment Advisory firm - (1/9/2017 Approved)

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Contact information

Main Address

18881 West Dodge Road Suite 180e, Omaha, NE 68022

Mailing Address

Phone number

(888) 255-7670

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IAMS WEALTH MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (10/6/2025)

Regulatory assets under management

Total Number of Accounts	2,104
AUM (Assets Under Management)	$ 343,012,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James R. Veal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

JRV WEALTH MANAGEMENT GROUP, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

MONY SECURITIES CORPORATION

QUESTAR CAPITAL CORPORATION

EDWARD JONES

TD AMERITRADE, INC.

AMERICORP SECURITIES, INC.

L.C. WEGARD & CO., INC.

Primary Firm SEC Registration

IAMS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/1998

Series 63

Date: 11/8/1993

Series 7

Date: 4/11/1994

Current Firm

IAMS WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IAMS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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