Geoffrey A. Hakim

MCM WEALTH

NOVATO, CA 94949

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CRD#: 2322348

Professional summary

Geoffrey Ameen Hakim, CFP®, who also goes by Geoff Hakim, is a registered financial advisor currently at MCM WEALTH located in Novato, California.

Geoffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Geoffrey has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Geoff Hakim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER OF REAL ESTATE (COMMERCIAL) IN MASSACHUSETTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Ameen Hakim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

March 11, 2008 - Present

MCM WEALTH

Office #1: 3 Hamilton Landing Suite 260, Novato, CA 94949

RIA

CRD#: 136075

NOVATO, CA

Past

October 14, 1998 - December 4, 1998

FINANCIAL TELESIS INC

CRD#: 31012

SAN RAFAEL, CA

Past

March 24, 1995 - October 14, 1996

FINANCIAL TELESIS INC

CRD#: 31012

SAN RAFAEL, CA

Past

April 22, 1993 - April 23, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCM WEALTH

HAKIM, GEOFFREY AMEEN | MCM WEALTH | MARIN CAPITAL MANAGEMENT, LLC | MARIN CAPITAL MANAGEMENT | HAKIM, GEOFFREY, AMEEN

CRD#: 136075 / SEC#: 801-122613

RIA

Registered Investment Advisory firm - (11/1/2021 Approved)

California

Registered Investment Advisory firm - (2/23/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/11/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/20/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/21/1993

General Securities Representative Examination

Current Firm

MCM WEALTH

HAKIM, GEOFFREY AMEEN | MCM WEALTH | MARIN CAPITAL MANAGEMENT, LLC | MARIN CAPITAL MANAGEMENT | HAKIM, GEOFFREY, AMEEN

CRD#: 136075 / SEC#: 801-122613

RIA

Registered Investment Advisory firm - (11/1/2021 Approved)

California

Registered Investment Advisory firm - (2/23/2022 Terminated)

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Contact information

Main Address

7250 Redwood Blvd Suite 300, Novato, CA 94945

Mailing Address

Phone number

(844) 626-4949

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCM ADV PART 2A (9/12/2025)

Regulatory assets under management

Total Number of Accounts	381
AUM (Assets Under Management)	$ 151,237,610

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Geoffrey A. Hakim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Ameen Hakim's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCM WEALTH

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MCM WEALTH

State Registrations and Notice Filings

Exams

Series 63

Date: 6/20/1995

Series 7

Date: 4/21/1993

Current Firm

MCM WEALTH

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCM WEALTH

TRUST BUT VERIFY

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