Richard J. Calhoun

NAPLES WEALTH PLANNING

North Wales, PA

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CRD#: 2322340

Professional summary

Richard J Calhoun JR, who also goes by Richard Joseph Calhoun Jr, Richard Calhoun, is a registered financial advisor currently at NAPLES WEALTH PLANNING located in North Wales, Pennsylvania.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Richard has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Joseph Calhoun Jr | Richard Calhoun

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAPLES WEALTH PLANNING; INVESTMENT RELATED; 1016 COLLIER CENTER WAY NAPLES FL 34110; STRATEGIC ADVISOR; 10/1/2020 20 HOURS PER MONTH WITH NONE DURING TRADING HOURS; PARTICIPATE IN QUARTERLY CALL TO ADVISE ON MASTER PLAN FOR THE FIRM, WHEN REQUSTED ASSIST ON BUSINESS DEVELOPMENT IDEATION AND/OR STRATEGIES FOR MANAGING ASSETS AND LIABILITIES. 2. MAXWELL FOOTBALL CLUB; NOT INVESTMENT RELATED; SOUTHAMPTON, PA; MEMBER BOARD OF DIRECTORS TREASURER; START DATE 07/2004; 10 HOURS PER MONTH; 0 DUIRNG TRADING; ATTENDING MEETINGS; REVIEWING CLUB FINANCES WITH EXEC DIRECTOR, ASSISTING IN THE DEVELOPMENT OF BUDGETS FOR EVENTS AND STRATEGIC CLUB PLANNING; DISCUSSING OPERATIONS OF THE CLUB AS WELL AS THE TRACKING OF OUR POTENTIAL WINNERS AT THE HIGH SCHOOL, COLLEGE AND NFL LEVEL; VOTING ON CLUB RELATED MATTERS; AND WORKING WITH OTHER BOARD MEMBERS IN REPRESENTING THE CLUB IN THE COMMUNITY, ASSIST IN THE PLANNING & EXECUTION OF CLUB EVENTS (GALA, LEADERSHIP ACADEMY, MINIMAX EVENTS).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard J Calhoun JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2024 - Present

NAPLES WEALTH PLANNING

RIA

CRD#: 330316

North Wales, PA

Past

October 9, 2024 - October 15, 2025

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

WILMINGTON, DE

Past

October 9, 2024 - October 15, 2025

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

WILMINGTON, DE

Past

June 20, 2024 - September 30, 2024

IMPRINT WEALTH LLC

RIA

CRD#: 322130

Naples, FL

Past

April 8, 2024 - June 17, 2024

IMPRINT WEALTH LLC

RIA

CRD#: 322130

Naples, FL

Past

February 28, 2024 - October 25, 2024

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

CRD#: 7388

NAPLES, FL

Past

September 9, 2019 - March 18, 2024

LAIDLAW WEALTH MANAGEMENT LLC

RIA

CRD#: 150040

NEW YORK, NY

Past

September 9, 2019 - March 18, 2024

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

NEW YORK, NY

Past

June 18, 2019 - September 9, 2019

PERSHING ADVISOR SOLUTIONS LLC

CRD#: 36671

JERSEY CITY, NJ

Past

April 18, 2008 - May 3, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

BETHESDA, MD

Past

February 6, 2008 - May 3, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

BETHESDA, MD

Past

July 5, 2000 - December 10, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

BOCA RATON, FL

Past

June 29, 1998 - December 10, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BOCA RATON, FL

Past

April 19, 1996 - June 30, 1998

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

April 6, 1993 - April 29, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAPLES WEALTH PLANNING

NAPLES WEALTH PLANNING | PRICE WEALTH MANAGEMENT | NAPLES WEALTH PLANNING, LLC

CRD#: 330316 / SEC#: 801-129895

RIA

Registered Investment Advisory firm - (4/11/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/11/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/14/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/13/2003

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/5/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 8

Date: 8/29/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

NAPLES WEALTH PLANNING

NAPLES WEALTH PLANNING | PRICE WEALTH MANAGEMENT | NAPLES WEALTH PLANNING, LLC

CRD#: 330316 / SEC#: 801-129895

RIA

Registered Investment Advisory firm - (4/11/2024 Approved)

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Contact information

Main Address

3301 Bonita Beach Road Suite 308, Bonita Springs, FL 34103

Mailing Address

Phone number

(239) 330-4183

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWP FORM ADV 2A - (AMENDED OCTOBER 2025) (10/24/2025)

NAPLES WEALTH PLANNING, LLC - ADV 2A (10/24/2025)

Regulatory assets under management

Total Number of Accounts	795
AUM (Assets Under Management)	$ 356,289,605

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard J. Calhoun

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard J Calhoun JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

IMPRINT WEALTH LLC

IMPRINT WEALTH LLC

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

LAIDLAW WEALTH MANAGEMENT LLC

LAIDLAW & COMPANY (UK) LTD.

PERSHING ADVISOR SOLUTIONS LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

NAPLES WEALTH PLANNING

State Registrations and Notice Filings

Exams

Series 65

Date: 6/11/1997

Series 63

Date: 4/14/1993

SIE

Date: 10/1/2018

Series 3

Date: 1/13/2003

Series 7

Date: 4/5/1993

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 8

Date: 8/29/1996

Current Firm

NAPLES WEALTH PLANNING

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAPLES WEALTH PLANNING

TRUST BUT VERIFY

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