Timothy G. Slattery

HERITAGE INVESTMENT GROUP

Pompano Beach, FL 33062

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CRD#: 2322112

Professional summary

Timothy Glenn Slattery, who also goes by Tim Slattery, is a registered financial advisor currently at HERITAGE INVESTMENT GROUP, INC. located in Pompano Beach, Florida.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Timothy has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Slattery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

University of Tampa; Non Investment-Related; Tampa, FL; School; Professor; 1/2018; 16 hrs/mo; 0 hrs/mo during securities trading hours; Teaches students.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Glenn Slattery's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2004 - Present

HERITAGE INVESTMENT GROUP, INC.

Office #1: 2480 N.e. 23rd Street, Pompano Beach, FL 33062Office #2: 115 South Fielding Avenue, Tampa, FL 33606

RIA

CRD#: 113204

Pompano Beach, FL

Past

January 1, 2003 - October 24, 2006

HERITAGE INSTITUTIONAL ADVISORS, LLC

RIA

CRD#: 134755

TAMPA, FL

Past

October 23, 1996 - April 15, 2000

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERITAGE INVESTMENT GROUP, INC.

CRD#: 113204 / SEC#: 801-60396

RIA

Registered Investment Advisory firm - (7/16/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/12/2004)

IAR

Texas
(1/27/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/22/1996

General Securities Representative Examination

Current Firm

HERITAGE INVESTMENT GROUP, INC.

CRD#: 113204 / SEC#: 801-60396

RIA

Registered Investment Advisory firm - (7/16/2001 Approved)

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Contact information

Main Address

2480 N.e. 23rd Street, Pompano Beach, FL 33062

Mailing Address

Phone number

(954) 785-5400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HERITAGE 2025 REVISED FORM ADV PARTS 2A AND 2B (12/2/2025)

Regulatory assets under management

Total Number of Accounts	2,211
AUM (Assets Under Management)	$ 1,913,368,545

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/22/2025	Cover Page	Report
10/04/2024	Cover Page	Report
01/19/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy G. Slattery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Glenn Slattery's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE INVESTMENT GROUP, INC.

HERITAGE INSTITUTIONAL ADVISORS, LLC

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

HERITAGE INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/2002

Series 63

Date: 11/12/1996

Series 7

Date: 10/22/1996

Current Firm

HERITAGE INVESTMENT GROUP, INC.

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HERITAGE INVESTMENT GROUP, INC.

TRUST BUT VERIFY

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