Alan Leonard Arcadipane
CPWA®Professional Summary
Alan Leonard Arcadipane, CPWA® is a registered financial advisor currently at RIVERVIEW CAPITAL ADVISERS LLC located in Boston, Massachusetts. Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Alan has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
33 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AH ADVISERS | RIVERVIEW CAPITAL ADVISERS LLC | ANDREWHUNTER ADVISERS
Contact Information
Main Address
265 Franklin Street Suite 403, Boston, MA 02110Phone Number
(617) 423-0080# of Employees
8SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
590AUM (Assets Under Management)
$624,065,302Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
AH ADVISERS | RIVERVIEW CAPITAL ADVISERS LLC | ANDREWHUNTER ADVISERS
State Registrations and Notice Filings
(4/23/2024)
(11/15/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1993About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Apr 2000About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 1999About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Alan Leonard Arcadipane's CRS (Customer Relationship Summary).
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