Alan L. Arcadipane

RIVERVIEW CAPITAL ADVISERS LLC

BOSTON, MA 02110

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CRD#: 2322082

Professional summary

Alan Leonard Arcadipane, CPWA® is a registered financial advisor currently at RIVERVIEW CAPITAL ADVISERS LLC located in Boston, Massachusetts.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Alan has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Alan Arcadipane is principal of private investment firms R.T. Hawk LLC, formed in 2008; Hawk Properties LLC, formed in 2014, which invests in residential and commercial real estate; and Yellowfin Group, formed in 2017, which owns and operates hotels and hospitality properties. Alan spends 90 hours per month devoted to these businesses, 41 hours of which are during trading hours. Alan's duties include reviewing, developing, and managing investments in private equity, residential and commercial restate. The address for all entities listed above is 222 Lakeview Ave, Suite 800, West Palm Beach, FL 33401.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Leonard Arcadipane's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Start date: 2008-04-23

Expire date: 2024-03-31

Experience

Current

November 15, 2006 - Present

RIVERVIEW CAPITAL ADVISERS LLC

Office #1: 265 Franklin Street Suite 403, Boston, MA 02110

RIA

CRD#: 140377

BOSTON, MA

Past

January 7, 2003 - July 11, 2006

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

RIA

CRD#: 109729

MILWAUKEE, WI

Past

April 29, 1997 - July 11, 2006

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

BOSTON, MA

Past

April 28, 1997 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

March 19, 1993 - March 14, 1997

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVERVIEW CAPITAL ADVISERS LLC

AH ADVISERS | RIVERVIEW CAPITAL ADVISERS LLC | ANDREWHUNTER ADVISERS

CRD#: 140377 / SEC#: 801-66623

RIA

Registered Investment Advisory firm - (5/3/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/23/2024)

IAR

Massachusetts
(11/15/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/24/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/17/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/22/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/12/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/17/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/1/1999

General Securities Sales Supervisor - Options Module Examination

Current Firm

RIVERVIEW CAPITAL ADVISERS LLC

AH ADVISERS | RIVERVIEW CAPITAL ADVISERS LLC | ANDREWHUNTER ADVISERS

CRD#: 140377 / SEC#: 801-66623

RIA

Registered Investment Advisory firm - (5/3/2006 Approved)

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Contact information

Main Address

265 Franklin Street Suite 403, Boston, MA 02110

Mailing Address

Phone number

(617) 423-0080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AHA PART 2A (3/31/2025)

RCA PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	599
AUM (Assets Under Management)	$ 618,836,046

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alan L. Arcadipane

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Leonard Arcadipane's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

RIVERVIEW CAPITAL ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/24/2002

Series 63

Date: 3/17/1993

Series 7

Date: 12/22/1993

Series 6

Date: 3/12/1993

Series 10

Date: 4/17/2000

Series 9

Date: 11/1/1999

Current Firm

RIVERVIEW CAPITAL ADVISERS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVERVIEW CAPITAL ADVISERS LLC

TRUST BUT VERIFY

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