Kimberly M. Mcmanus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly M Mcmanus, who also goes by Kim Mcmanus, Kimberly Marie Mcmanus, Kimberly Marie Sannito, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 1993. Kimberly had worked at 11 firms and has passed the SIE, Series 7, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2015 - June 26, 2017
HENNION & WALSH, INC.
May 12, 2015 - January 4, 2017
CENTRAL STATES CAPITAL MARKETS, LLC
May 29, 2014 - May 13, 2015
SIERRA PACIFIC SECURITIES, LLC
December 20, 2011 - August 15, 2013
CORBY CAPITAL MARKETS, INC.
December 12, 2009 - August 2, 2011
CROSS POINT CAPITAL LLC
October 5, 2009 - January 13, 2010
JANNEY MONTGOMERY SCOTT LLC
July 1, 2003 - June 2, 2009
WELLS FARGO SECURITIES, LLC
October 1, 1999 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
February 2, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
January 2, 1996 - February 2, 1998
FIRST UNION CAPITAL MARKETS CORP.
February 19, 1993 - January 2, 1996
FIRST FIDELITY BROKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HENNION & WALSH, INC.
CRD#: 25766 / SEC#: , 8-41988
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HENNION, RICHARD | EXECUTIVE VICE PRESIDENT | 1315386 |
| WALSH, WILLIAM WALTER | PRESIDENT | 1174993 |
| FITZSIMMONS, PHILLIP | CHIEF COMPLIANCE OFFICER | 1625889 |
| HENNION, WILLIAM | VICE PRESIDENT | 2048378 |
| KOWALSKI, STEPHEN GEORGE | VICE PRESIDENT | 1919574 |
| MAHN, KEVIN DOUGLAS | MANAGING DIRECTOR | 2519398 |
| WURST, WENDY ANN | FINOP, TREASURER | 1902879 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
