Gale F. Kirkpatrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gale Frederick Kirkpatrick, who also goes by Gale F Jr Kirkpatrick, Gale Frederick Kirkpatrick Jr, Gale Kirkpatrick, Kirk Kirkpatrick Jr, Kirk Kirkpatrick, was a registered financial professional .
Gale is a previously registered financial professional and started their career in finance in 1993. Gale had worked at 10 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2012 - December 21, 2012
LEGEND TRADING, LLC
June 4, 2012 - August 10, 2012
WTS PROPRIETARY TRADING GROUP LLC
May 1, 2012 - May 22, 2012
CHIMERA SECURITIES, LLC
June 30, 2011 - April 30, 2012
T3 TRADING GROUP, LLC
June 20, 2011 - June 24, 2011
VTRADER PRO, LLC
September 14, 2004 - October 18, 2005
TRUIST INVESTMENT SERVICES, INC.
September 3, 2004 - October 18, 2005
TRUIST INVESTMENT SERVICES, INC.
April 23, 2004 - September 2, 2004
SUNSTATE EQUITY TRADING
July 22, 1998 - August 6, 1998
PROTRADER SECURITIES L.P.
August 9, 1995 - July 2, 1997
CITIGROUP GLOBAL MARKETS INC.
April 15, 1993 - August 9, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
LEGEND TRADING, LLC
CRD#: 150567 / SEC#: , 8-68269
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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