MG
Marcus D. Gersbach
CAPITOL SECURITIES MANAGEMENT
Hollywood, SC
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CRD#: 2322061
MG
Professional summary
Marcus D Gersbach, who also goes by Marcus Damian Gersbach, is a registered financial advisor currently at CAPITOL SECURITIES MANAGEMENT, INC. located in Hollywood, South Carolina.
Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Marcus has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marcus Damian Gersbach
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name : BGM PROPERTIES LLC Investment-related: Yes Address: 604 W RIVERVIEW DRIVE, SUFFOLK, VA Nature of the other business: REAL ESTATE RENTAL Title: OWNER/PARTNER Start: 1995 Approx# of hours/month you devote to the other business: 2 Approx# of hours/month you devote to the other business during securities trading hours: 0 Duties: Rental Management, Books and Records 2)Doing Business As: PRENTIS ASSET ADVISORY GROUP Investment-related: Yes Address: 321 NORTH MAIN STREET SUFFOLK, VA 23434 3)Name: Riddicks Folly Foundation Investment-related: No Address: . 510 N Main St, Suffolk, VA 23434 Nature of the other business: IN CHARGE OF FUNDRAISING Title: BOARD MEMBER IN CHARGE OF FUNDRAISING Start : 10/23/13 Approx # of hours/month you devote to the other business: 2 Approx # of hours/month you devote to the other business during securities trading hours: 0 Duties: IN CHARGE OF FUNDRAISING 4)Name: SUFFOLK DUCKS UNLIMITED COMMITTEE Investment-related: No Address: VARIOUS MEETING PLACES AROUND TOWN Nature of the other business: Non-profit duck conservation Title: COMMITTEE MEMBER Start: 3/23/14 Approx# of hours/month you devote to the other business: 2 Approx# of hours/month you devote to the other business during securities trading hours: 0 Duties: Help with fundraisers 5)Doing Business As:MARCUS GERSBACH & CO LLC Investment-related: Yes Address: 321 NORTH MAIN STREET SUFFOLK, VA 23434 6) Name : THE SUFFOLK ROTARY Investment-related: No Address: 1100 Holland Road Suffolk, VA 23434 Nature of the other business: BUSINESS NETWORKING SOCIAL GROUP Title: FOUNDATION CHAIR Start date: 11/01/12 Approx # of hours/month you devote to the other business:100 Approx # of hours/month you devote to the other business during securities trading hours:0 Duties: RAISING FUNDS FOR FOUNDATION & EDUCATE MEMBERS 7) Name: SUFFOLK JOLLY BOYS Investment-related: No Address:1100 Holland Road Suffolk, VA 23434 Nature of the other business: BUSINESS NETWORKING SOCIAL GROUP Title: Member Start : 11/01/12 Approx # of hours/month you devote to the other business:100 Approx # of hours/month you devote to the other business during securities trading hours: 0 Duties: Attend monthly social meeting 8)Name: Prentis LLC Investment-related: Yes Address: 321 N Main Street Suffolk, VA 23434 Nature of the other business: Rental Real Estate Office Space Title: Owner Start date: 3/1/17 Approx # of hours/month you devote to the other business: 2 Approx # of hours/month you devote to the other business during securities trading hours: 1 Duties: Operation & Management 9) Name: Plein Air Committee Investment-related: Yes Address: 100 W Finney Ave Suffolk, VA 23434 Nature of the other business: supporting member - event staff Fall Art Show Title: Owner Start date: 8/1/21 Approx # of hours/month you devote to the other business: Approx # of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: meetings every month
CRS (Client Relationship Summary) - RIA
Click below to view Marcus D Gersbach's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marcus D Gersbach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2011 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #2: Marcus D. Gersbach, Llc 321 North Main Street, Suffolk, VA 23434RIA
BD
CRD#: 14169
Hollywood, SC
Current
April 1, 2011 - Present
CAPITOL SECURITIES MANAGEMENT, INC.
Office #1: Marcus D. Gersbach, Llc 321 North Main Street, Suffolk, VA 23434RIA
BD
CRD#: 14169
Suffolk, VA
Past
August 23, 2005 - April 4, 2011
ANDERSON & STRUDWICK, INCORPORATED
RIA
CRD#: 48
NORFOLK, VA
Past
August 23, 2005 - April 4, 2011
ANDERSON & STRUDWICK, INCORPORATED
BD
CRD#: 48
NORFOLK, VA
Past
November 15, 2001 - August 29, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
VIRGINIA BCH, VA
Past
October 18, 2001 - August 29, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
April 6, 1993 - October 26, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/1/2011)
RR
Connecticut(4/1/2011)
RR
Delaware(11/25/2020)
RR
District of Columbia(6/26/2018)
RR
Florida(9/6/2023)
RR
Georgia(4/1/2011)
RR
Maryland(4/1/2011)
RR
Michigan(4/27/2022)
RR
New Hampshire(1/2/2024)
RR
New York(2/27/2012)
RR
North Carolina(4/7/2011)
RR
Pennsylvania(4/1/2011)
RR
South Carolina(4/1/2011)
IAR
South Carolina(9/18/2025)
RR
Texas(2/27/2012)
IAR
Texas(8/18/2016)
RR
Virginia(4/1/2011)
IAR
Virginia(4/1/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CAPITOL SECURITIES MANAGEMENT, INC.
CAPITOL SECURITIES MANAGEMENT, INC. | IFS SECURITIES, INC. | FS SECURITIES, INC.
CRD#: 14169 / SEC#: 801-41033, 8-30353
RIA
Registered Investment Advisory firm - SEC (3/16/1992 Approved)California
Registered Investment Advisory firm - SEC (2/23/2001 Cancelled)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Mailing Address
4050 Innslake Drive Suite 250, Glen Allen, VA 23060
Phone number
(804) 612-9700
Established
Virginia since 03/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
170
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 3,745 |
| AUM (Assets Under Management) | $ 1,818,741,357 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
