Edward F. Scro
Professional summary
Edward Francis Scro was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Edward had worked at 10 firms, which includes NELSONREID INC., UNITED EQUITY SECURITIES LLC, WORKMAN SECURITIES CORPORATION, ALTERNATIVE WEALTH STRATEGIES INC., OSAIC WEALTH INC., CALDWELL INTERNATIONAL SECURITIES, EQUITY SERVICES INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC, NYLIFE SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2010 - May 2, 2011
NELSONREID, INC.
March 17, 2010 - August 12, 2010
UNITED EQUITY SECURITIES, LLC
June 9, 2008 - March 24, 2010
WORKMAN SECURITIES CORPORATION
January 3, 2007 - June 10, 2008
ALTERNATIVE WEALTH STRATEGIES, INC.
March 22, 2005 - January 17, 2007
OSAIC WEALTH, INC.
November 18, 2004 - March 7, 2005
CALDWELL INTERNATIONAL SECURITIES
March 16, 2000 - November 29, 2004
EQUITY SERVICES, INC.
September 30, 1997 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 30, 1997 - February 24, 2000
EQUITABLE ADVISORS, LLC
December 22, 1995 - August 12, 1997
NYLIFE SECURITIES LLC
April 22, 1993 - October 4, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 22, 1993 - October 4, 1995
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
NELSONREID, INC.
CRD#: 45503 / SEC#: , 8-51060
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
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