Larry B. Gelles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Bert Gelles, who also goes by Larry B Gelles, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1993. Larry had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2016 - April 30, 2018
SAXONY SECURITIES, INC.
January 11, 2005 - August 2, 2016
FORESIGHT INVESTMENTS, LLC
August 4, 2003 - July 13, 2005
JERSEY SHORE TRADING GROUP INC.
February 15, 2002 - September 3, 2003
PHILLIP LOUIS TRADING, INC.
November 26, 2001 - January 23, 2002
SHAMROCK PARTNERS, LTD
August 20, 1998 - November 27, 2001
LISS FINANCIAL SERVICES
March 4, 1993 - July 7, 1998
R. D. KUSHNIR & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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