Francis C. Carpentier

MULLANEY KEATING & WRIGHT

WEST HARTFORD, CT 06107

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CRD#: 2321819

Professional summary

Francis C. Carpentier, CFP®, who also goes by Fran C Carpentier, Francis C Carpentier, is a registered financial advisor currently at MULLANEY KEATING & WRIGHT INC located in West Hartford, Connecticut.

Francis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Francis has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fran C Carpentier | Francis C Carpentier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis C. Carpentier's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

December 2, 2003 - Present

MULLANEY KEATING & WRIGHT INC

Office #1: 29 South Main Street, West Hartford, CT 06107

RIA

CRD#: 110743

WEST HARTFORD, CT

Past

January 31, 2000 - March 25, 2004

PEOPLE'S SECURITIES, INC.

CRD#: 13704

BRIDGEPORT, CT

Past

October 16, 1998 - November 18, 2003

OLSON MOBECK INVESTMENT ADVISORS, INC

RIA

CRD#: 105188

ROCKY HILL, CT

Past

January 2, 1997 - January 2, 1998

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Past

January 2, 1996 - December 31, 1996

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

October 23, 1995 - December 31, 1995

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

February 28, 1994 - February 6, 1995

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

April 13, 1993 - March 4, 1994

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MULLANEY KEATING & WRIGHT INC

CRD#: 110743 / SEC#: 801-47490

RIA

Registered Investment Advisory firm - (9/21/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(12/2/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/13/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/18/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/12/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/30/1996

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MULLANEY KEATING & WRIGHT INC

CRD#: 110743 / SEC#: 801-47490

RIA

Registered Investment Advisory firm - (9/21/1994 Approved)

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Contact information

Main Address

29 South Main Street Suite 212, West Hartford, CT 06107

Mailing Address

Phone number

(860) 521-9900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE (9/25/2025)

Regulatory assets under management

Total Number of Accounts	504
AUM (Assets Under Management)	$ 336,991,438

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Francis C. Carpentier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis C. Carpentier's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEOPLE'S SECURITIES, INC.

OLSON MOBECK INVESTMENT ADVISORS, INC

FIS SECURITIES, INC.

CONSECO SECURITIES, INC.

FORESIDE FUNDS DISTRIBUTORS LLC

FORESIDE FUNDS DISTRIBUTORS LLC

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

MULLANEY KEATING & WRIGHT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/1998

Series 63

Date: 8/13/1993

Series 7

Date: 12/18/1997

Series 6

Date: 4/12/1993

Series 26

Date: 4/30/1996

Current Firm

MULLANEY KEATING & WRIGHT INC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MULLANEY KEATING & WRIGHT INC

TRUST BUT VERIFY

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