David P. Kastner

ADAMS WEALTH ADVISORS

Logan, UT 84321

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CRD#: 2321752

Professional summary

David Patrick Kastner is a registered financial advisor currently at ADAMS WEALTH ADVISORS located in Logan, Utah and CACHETECH located in Logan, Utah.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 5 firms and has passed the Series 63, Series 3, Series 87, Series 16, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Gabb Wireless Investment Related: No Address: 2701 N. Thanksgiving Way, Lehi UT 84043 Nature: Cell phone provider Position/Title: Board Member Start Date: 8/1/2023 Hours Per Month: 1 Trading Hours: 1 Duties: Board Member

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Patrick Kastner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2022 - Present

ADAMS WEALTH ADVISORS

Office #1: 701 S Main Suite #400, Logan, UT 84321

RIA

CRD#: 286087

Logan, UT

Current

March 13, 2025 - Present

CACHETECH

Office #1: 701 S Main St Ste 400, Logan, UT 84321

RIA

CRD#: 327688

Logan, UT

Past

January 4, 2021 - May 12, 2022

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Lone Tree, CO

Past

July 14, 2020 - May 12, 2022

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Lone Tree, CO

Past

May 13, 2014 - January 4, 2021

CHARLES SCHWAB INVESTMENT ADVISORY, INC

RIA

CRD#: 151739

Lone Tree, CO

Past

October 14, 1997 - December 31, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ENGLEWOOD, CO

Past

May 28, 1997 - October 24, 1997

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADAMS WEALTH ADVISORS

ADAMS INVESTMENT MANAGEMENT | CACHETECH | AIM VENTURA CAPITAL | ADAMS WEALTH MANAGEMENT LLC | ADAMS WEALTH ADVISORS

CRD#: 286087 / SEC#: 801-110862

RIA

Registered Investment Advisory firm - (7/24/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(5/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/28/2022

National Commodity Futures Examination

General Industry/Product Exam

Series 87

Date: 2/15/2005

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 16

Date: 5/22/2001

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 5/27/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/9/2000

General Securities Principal Examination

Current Firm

ADAMS WEALTH ADVISORS

ADAMS INVESTMENT MANAGEMENT | CACHETECH | AIM VENTURA CAPITAL | ADAMS WEALTH MANAGEMENT LLC | ADAMS WEALTH ADVISORS

CRD#: 286087 / SEC#: 801-110862

RIA

Registered Investment Advisory firm - (7/24/2017 Approved)

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Contact information

Main Address

701 S Main Suite #400, Logan, UT 84321

Mailing Address

Phone number

(435) 752-1702

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADAMS WEALTH MANAGEMENT, LLC ADV PART 2A BROCHURE (5/20/2025)

Regulatory assets under management

Total Number of Accounts	717
AUM (Assets Under Management)	$ 709,063,569

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David P. Kastner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Patrick Kastner's CRS (Customer Relationship Summary).

Certified licenses

Experience

CACHETECH

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB INVESTMENT ADVISORY, INC

CHARLES SCHWAB & CO., INC.

ROBERT THOMAS SECURITIES, INC

Primary Firm SEC Registration

ADAMS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/21/1997

Series 3

Date: 7/28/2022

Series 87

Date: 2/15/2005

Series 16

Date: 5/22/2001

Series 7

Date: 5/27/1997

Series 24

Date: 11/9/2000

Current Firm

ADAMS WEALTH ADVISORS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADAMS WEALTH ADVISORS

TRUST BUT VERIFY

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