Robert B. Wade

W ADVISORS LLC

Germantown, TN 38138

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CRD#: 2321731

Professional summary

Robert B Wade, who also goes by Robert Baldwin Wade, is a registered financial advisor currently at W ADVISORS LLC located in Germantown, Tennessee.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Baldwin Wade

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WADE FARMING - 6529 PIDGEON HALL MEMPHIS, TN 38119 - FARMING RICE, BEANS AND WHEAT - ACT AS A MANAGER TO PRODUCE FARM INCOME - 3 HOURS/MONTH. 2) BCH CAPITAL, LLC - 6529 PIDGEON HALL MEMPHIS, TN 38119 - OWNER OF A CONDOMINIUM IN PANAMA CITY BEACH, FL - GENERATE RENTAL INCOME - 25 HRS/MONTH. 3) W ADVISORS, LLC - RIA - 2289 West St. Germantown, TN 38138 - MEMBER IAR - 9/2013 - MANAGE MONEY FOR A FEE -120 HRS/ MONTH .

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert B Wade's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2013 - Present

W ADVISORS LLC

Office #1: 2289 West Street, Germantown, TN 38138

RIA

CRD#: 168452

Germantown, TN

Past

September 20, 2013 - January 17, 2014

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

MEMPHIS, TN

Past

June 1, 2009 - October 2, 2013

MORGAN STANLEY

RIA

CRD#: 149777

MEMPHIS, TN

Past

June 1, 2009 - October 2, 2013

MORGAN STANLEY

CRD#: 149777

MEMPHIS, TN

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

MEMPHIS, TN

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

MEMPHIS, TN

Past

January 8, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

MEMPHIS, TN

Past

June 5, 2000 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

MEMPHIS, TN

Past

October 30, 1996 - June 10, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

February 24, 1993 - November 4, 1996

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

W ADVISORS LLC

W ADVISORS LLC | W WEALTH ADVISORY SERVICES, LLC

CRD#: 168452 / SEC#: 801-78543

RIA

Registered Investment Advisory firm - (1/24/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(3/30/2015)

IAR

Tennessee
(9/23/2013)

IAR

Texas
(9/20/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 7/17/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/19/1993

General Securities Representative Examination

Current Firm

W ADVISORS LLC

W ADVISORS LLC | W WEALTH ADVISORY SERVICES, LLC

CRD#: 168452 / SEC#: 801-78543

RIA

Registered Investment Advisory firm - (1/24/2014 Approved)

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Contact information

Main Address

2289 West Street, Germantown, TN 38138

Mailing Address

Phone number

(901) 410-8040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	475
AUM (Assets Under Management)	$ 209,523,186

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert B. Wade

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert B Wade's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

J.C. BRADFORD & CO.

MORGAN KEEGAN & COMPANY, LLC

Primary Firm SEC Registration

W ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/1993

Series 63

Date: 4/22/1993

Series 31

Date: 7/17/2002

Series 7

Date: 2/19/1993

Current Firm

W ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

W ADVISORS LLC

TRUST BUT VERIFY

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