John C. Greco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Christopher Greco, who also goes by J C Greco, John Greco, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2022 - April 7, 2023
PALMER CAPITAL ADVISORS, LLC
February 9, 2011 - May 8, 2020
IMPERIAL CAPITAL, LLC
September 25, 2009 - March 2, 2011
CF GLOBAL TRADING, LLC
July 19, 2007 - May 13, 2009
UBS SECURITIES LLC
April 12, 2004 - July 2, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 4, 1998 - April 2, 2004
CREDIT SUISSE SECURITIES (USA) LLC
March 15, 1993 - May 4, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/9/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 2/9/2010
Limited Representative-Equity Trader ExamCurrent Firm
PALMER CAPITAL ADVISORS, LLC
CRD#: 285420 / SEC#: , 8-69847
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PALMER CAPITAL HOLDINGS, LLC | MANAGING MEMBER | |
| SIPINICK, KATHY EFREM | CEO/CCO/FINOP | 3248100 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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