Richard E. Dolan

DOMINION CAPITAL ADVISORY

GLEN ALLEN, VA 23060

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CRD#: 2321696

Professional summary

Richard Edward Dolan JR is a registered financial advisor currently at DOMINION CAPITAL ADVISORY, LLC located in Glen Allen, Virginia.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Richard has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)DOMINION CAPITAL ADVISORY, LLC - INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 2-MARTIN, DOLAN & HOLTON LTD, 4435 WATERFRONT DR, STE 200, GLEN ALLEN, VA, 2/1978 AS PRESIDENT/CPA OF CPA FIRM. NIR - 60 HR/WK - 37.5/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Edward Dolan JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2003 - Present

DOMINION CAPITAL ADVISORY, LLC

Office #1: 4435 Waterfront Drive Suite 400, Glen Allen, VA 23060

RIA

CRD#: 114532

GLEN ALLEN, VA

Past

October 31, 2011 - June 2, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

GLEN ALLEN, VA

Past

November 5, 2004 - November 2, 2011

TOWER SQUARE SECURITIES, INC.

CRD#: 833

RICHMOND, VA

Past

September 9, 2002 - January 22, 2004

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/14/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/1/2003

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/27/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 6/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/6/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DOMINION CAPITAL ADVISORY, LLC

DOMINION CAPITAL ADVISORY, LLC | DOMINION CAPITAL ADVISORY, LLC, A WHOLLY OWNED SUBSIDIARY OF MARTIN, DOLAN & HOLTON, LTD.

CRD#: 114532 / SEC#:

Virginia

Registered Investment Advisory firm - (8/9/2001 Approved)

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Contact information

Main Address

4435 Waterfront Drive Suite 200, Glen Allen, VA 23060

Mailing Address

Phone number

(804) 346-9595

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard E. Dolan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Edward Dolan JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOMINION CAPITAL ADVISORY, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

TOWER SQUARE SECURITIES, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/1/2003

Series 65

Date: 2/27/2001

SIE

Date: 6/2/2017

Series 6

Date: 9/6/2002

Current Firm

DOMINION CAPITAL ADVISORY, LLC

Contact information

Documents

Red Flags

Company Information

DOMINION CAPITAL ADVISORY, LLC

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