Leonard Gurin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Gurin was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1969. Leonard had worked at 10 firms and has passed the Series 63, Series 7, Series 1, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 1985 - February 1, 1991
RECTOR CAPITAL CORP.
November 26, 1980 - March 24, 1982
B-R SECURITIES CORP.
April 27, 1979 - July 3, 1980
BROADCHILD SECURITIES CORP.
May 9, 1978 - August 31, 1979
RICHARD FRANKLIN, INC.
January 18, 1978 - May 28, 1978
LOEB PARTNERS
August 16, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
February 23, 1977 - September 8, 1977
REYNOLDS SECURITIES, INC.
February 13, 1976 - July 14, 1976
SHIELDS MODEL ROLAND INCORPORATED
April 12, 1972 - February 29, 1976
HSC SECURITIES CORPORATION
March 21, 1969 - February 10, 1972
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/24/1964
Registered Representative ExaminationCurrent Firm
RECTOR CAPITAL CORP.
CRD#: 16837 / SEC#: , 8-34565
Contact information
Documents
Red Flags
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