Kevin J. Mcnally
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Joseph Mcnally was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1993. Kevin had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2018 - September 26, 2018
ALPS DISTRIBUTORS, INC.
January 2, 2014 - September 12, 2014
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
December 3, 2003 - December 31, 2013
ALPS DISTRIBUTORS, INC.
October 15, 1998 - September 9, 2003
CITIGROUP GLOBAL MARKETS INC.
July 21, 1997 - September 16, 1998
MORGAN STANLEY DW INC.
February 22, 1995 - June 17, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 11, 1993 - December 3, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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