Kevin L. Flamm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Leverl Flamm, who also goes by Kevin L Flamm, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1993. Kevin had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2012 - December 8, 2014
ONEAMERICA SECURITIES, INC.
January 12, 2012 - December 8, 2014
ONEAMERICA SECURITIES, INC.
August 17, 2010 - December 14, 2011
SUNSET FINANCIAL SERVICES, INC.
July 8, 2010 - December 14, 2011
SUNSET FINANCIAL SERVICES, INC.
June 27, 2008 - October 7, 2009
INSPHERE SECURITIES, INC.
June 26, 2008 - October 7, 2009
INSPHERE SECURITIES, INC.
October 29, 2004 - June 19, 2008
INTERMOUNTAIN FINANCIAL SERVICES, INC.
February 25, 2003 - June 7, 2004
EQUITY SERVICES, INC.
February 12, 2003 - June 7, 2004
EQUITY SERVICES, INC.
November 27, 2000 - February 3, 2003
OSAIC FA, INC.
November 16, 2000 - February 3, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 16, 2000 - February 3, 2003
OSAIC FA, INC.
November 28, 1995 - November 9, 2000
INTERMOUNTAIN FINANCIAL SERVICES, INC.
January 27, 1995 - October 31, 1995
NORTH AMERICAN MANAGEMENT, INC.
February 25, 1993 - December 31, 1994
CADARET, GRANT & CO., INC.
Primary Firm SEC Registration
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
