William E. Scuteri
Professional summary
William Edward Scuteri was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
William is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, William had worked at 3 firms, which includes AMERICAN INVESTMENT SERVICES INC., STERLING FOSTER & COMPANY INC., J. GREGORY & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 1997 - November 21, 1997
AMERICAN INVESTMENT SERVICES, INC.
July 1, 1994 - March 11, 1997
STERLING FOSTER & COMPANY, INC.
March 11, 1993 - July 5, 1994
J. GREGORY & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMERICAN INVESTMENT SERVICES, INC.
CRD#: 21111 / SEC#: , 8-38685
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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