Vincent M. Carrella
Professional summary
Vincent Michael Carrella was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Vincent is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Vincent had worked at 3 firms, which includes STERLING FOSTER & COMPANY INC., FAIRCHILD FINANCIAL GROUP INC., J. GREGORY & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 1995 - October 10, 1996
STERLING FOSTER & COMPANY, INC.
May 9, 1995 - July 20, 1995
FAIRCHILD FINANCIAL GROUP, INC.
June 27, 1994 - May 11, 1995
STERLING FOSTER & COMPANY, INC.
March 26, 1993 - July 5, 1994
J. GREGORY & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
STERLING FOSTER & COMPANY, INC.
CRD#: 36052 / SEC#: , 8-46989
Contact information
Documents
Red Flags
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