BJ
Bradford J. Jakel
401K INVESTMENT PROFESSIONALS
Waunakee, WI 53597
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CRD#: 2320988
BJ
Professional summary
Bradford John Jakel is a registered financial advisor currently at 401K INVESTMENT PROFESSIONALS located in Waunakee, Wisconsin.
Bradford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Bradford has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bradford John Jakel is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Investment Professionals, LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Investment Professionals, LLC in their capacity as a licensed insurance agent.
CRS (Client Relationship Summary) - RIA
Click below to view Bradford John Jakel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 2017 - Present
401K INVESTMENT PROFESSIONALS
Office #1: 114 E. Main St. Suite 213, Waunakee, WI 53597RIA
CRD#: 282495
Waunakee, WI
Past
April 7, 2003 - November 10, 2017
PACKERLAND BROKERAGE SERVICES, INC.
RIA
CRD#: 37031
MADISON, WI
Past
April 7, 2003 - November 10, 2017
PACKERLAND BROKERAGE SERVICES, INC.
BD
CRD#: 37031
MADISON, WI
Past
April 6, 1993 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
April 6, 1993 - April 12, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
4I
401K INVESTMENT PROFESSIONALS
401K ANTI VIRUS | JASON DONALD MARTY LLC | JASON D MARTY LLC | INVESTMENT PROFESSIONALS, LLC | INVESTMENT PROFESSIONALS | 401K INVESTMENT PROFESSIONALS | 401K DOCTORS
CRD#: 282495 / SEC#: 801-117105
RIA
Registered Investment Advisory firm - (8/1/2019 Approved)Wisconsin
Registered Investment Advisory firm - (8/9/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(10/13/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
4I
401K INVESTMENT PROFESSIONALS
401K ANTI VIRUS | JASON DONALD MARTY LLC | JASON D MARTY LLC | INVESTMENT PROFESSIONALS, LLC | INVESTMENT PROFESSIONALS | 401K INVESTMENT PROFESSIONALS | 401K DOCTORS
CRD#: 282495 / SEC#: 801-117105
RIA
Registered Investment Advisory firm - (8/1/2019 Approved)Wisconsin
Registered Investment Advisory firm - (8/9/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
114 E. Main St. Suite 213, Waunakee, WI 53597
Mailing Address
Phone number
(608) 334-9367
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 131 |
| AUM (Assets Under Management) | $ 311,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
