Kenneth E. Macritchie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Edward Macritchie, who also goes by Kenneth Edward Macritchie II, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1993. Kenneth had worked at 12 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2011 - March 13, 2013
SPEEDTRADER, INC
March 22, 2011 - October 28, 2011
PROTRADE SECURITIES, LLC
June 26, 2009 - April 20, 2010
SPEEDTRADER, INC
February 2, 2009 - February 26, 2009
FORGE FINANCIAL GROUP, INC.
February 22, 2007 - February 4, 2009
BROOKSHIRE SECURITIES CORPORATION
November 4, 2005 - January 3, 2007
VFINANCE INVESTMENTS, INC
October 17, 2002 - November 1, 2005
VIEWTRADE SECURITIES, INC.
September 20, 2002 - October 11, 2002
GLOBAL PARTNERS SECURITIES INC.
September 16, 1999 - October 15, 2002
NORTH AMERICAN INSTITUTIONAL BROKERS
July 3, 1997 - July 29, 1999
THE AGEAN GROUP, INC
January 9, 1995 - April 16, 1997
NORTH AMERICAN INSTITUTIONAL BROKERS
August 4, 1994 - November 11, 1994
MULTI-BANK SECURITIES, INC.
October 18, 1993 - May 13, 1994
NATCITY INSURANCE SERVICES, INC.
May 4, 1993 - November 3, 1993
ANDOVER SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/28/1999
Limited Representative-Equity Trader ExamCurrent Firm
SPEEDTRADER, INC
CRD#: 107403 / SEC#: , 8-53035
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 21 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
