Matthew Kelmon
Professional summary
Matthew Kelmon, who also goes by Matthew Nmn Kelmon, is a registered financial advisor currently at BASS ROCKS, LLC / BASS ROCKS ASSET MANAGEMENT located in Walnut Creek, California.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Matthew has worked at 10 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 55, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Kelmon's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2023 - Present
BASS ROCKS, LLC / BASS ROCKS ASSET MANAGEMENT
Office #1: 124 Singingwood Court 7, Walnut Creek, CA 94595September 13, 2021 - May 2, 2023
INSPEREX LLC
October 30, 2020 - August 31, 2021
BLUE INVESTMENT PARTNERS LLC
June 24, 2014 - June 8, 2015
MOTIF
January 12, 2009 - December 31, 2012
BACKSHORE CAPITAL, LLC
March 26, 2008 - January 30, 2009
MCF ASSET MANAGEMENT, LLC
March 26, 2008 - January 30, 2009
MERRIMAN CAPITAL, INC.
April 6, 1999 - November 22, 1999
ADVANCED PLANNING SECURITIES, INC.
March 13, 1999 - February 12, 2008
KELMOORE INVESTMENT COMPANY, INC.
May 30, 1994 - February 12, 2008
KELMOORE INVESTMENT COMPANY, INC.
October 25, 1993 - May 5, 1994
M.L. STERN & CO., LLC.
May 10, 1993 - July 19, 1993
KELMOORE INVESTMENT COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/28/2023)
Exams
Series 7TO
Date: 9/13/2021
General Securities Representative ExaminationSeries 55
Date: 3/16/2000
Limited Representative-Equity Trader ExamCurrent Firm
BASS ROCKS, LLC / BASS ROCKS ASSET MANAGEMENT
CRD#: 327710 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 10,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
BASS ROCKS, LLC / BASS ROCKS ASSET MANAGEMENT
CRD#: 327710Walnut Creek, CA 94595TRUST BUT VERIFY
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