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Heather A. Proctor

MILESTONES PRIVATE INVESTMENT ADVISORS LLC
Fairport, NY 14450
Some features on this profile are disabled
CRD#: 2320887
HP

Professional summary

Heather Ann Proctor, who also goes by Heather Proctor White, is a registered financial advisor currently at MILESTONES PRIVATE INVESTMENT ADVISORS LLC located in Fairport, New York.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Heather has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Heather Proctor White

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Ann Proctor's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 18, 2019 - Present

MILESTONES PRIVATE INVESTMENT ADVISORS LLC

Office #1: 375 Woodcliff Drive, Fairport, NY 14450
RIA
CRD#: 289116
Fairport, NY
Past

November 10, 2009 - September 25, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
PITTSFORD, NY
Past

January 1, 2008 - September 25, 2017

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
PITTSFORD, NY
Past

May 20, 1998 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
PITTSFORD, NY
Past

August 13, 1996 - May 26, 1998

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

September 5, 1995 - May 28, 1996

FISERV INVESTOR SERVICES, INC.

BD
CRD#: 34637
HOUSTON, TX
Past

March 4, 1993 - July 28, 1995

MERIDIAN SECURITIES, INC.

BD
CRD#: 16468

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MP
MILESTONES PRIVATE INVESTMENT ADVISORS LLC
MILESTONE FINANCIAL GROUP LLC | MILESTONES PRIVATE INVESTMENT ADVISORS LLC | MILESTONES ADVISORS GROUP LLC

CRD#: 289116 / SEC#: 801-111043

RIA
Registered Investment Advisory firm - (8/24/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(2/9/2021)
IAR
Texas
(3/18/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/9/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/16/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 9/25/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 2/6/2009
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/2/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/20/1997
General Securities Principal Examination

Current Firm

MP
MILESTONES PRIVATE INVESTMENT ADVISORS LLC
MILESTONE FINANCIAL GROUP LLC | MILESTONES PRIVATE INVESTMENT ADVISORS LLC | MILESTONES ADVISORS GROUP LLC

CRD#: 289116 / SEC#: 801-111043

RIA
Registered Investment Advisory firm - (8/24/2017 Approved)
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Contact information

Main Address
375 Woodcliff Drive, Fairport, NY 14450
Mailing Address
Phone number
(585) 203-1956
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts666
AUM (Assets Under Management)$ 198,122,462

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MILESTONES PRIVATE INVESTMENT ADVISORS LLC

CRD#: 289116Fairport, NY 14450

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