John M. Easterling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Easterling, who also goes by John Mike Easterling, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2010 - August 21, 2019
USAA FINANCIAL ADVISORS, INC.
January 26, 2006 - October 11, 2010
TD AMERITRADE, INC.
July 27, 2005 - January 30, 2006
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
March 8, 2005 - January 30, 2006
TD AMERITRADE CLEARING, INC.
November 19, 2004 - February 4, 2005
SCOTTRADE, INC.
February 20, 2004 - July 7, 2004
METROPOLITAN LIFE INSURANCE COMPANY
February 20, 2004 - July 7, 2004
MSI FINANCIAL SERVICES, INC.
January 15, 2002 - December 4, 2002
GEO SECURITIES, INC.
April 4, 2001 - January 16, 2002
FIDELITY DISTRIBUTORS COMPANY LLC
March 3, 1998 - February 1, 2001
FIDELITY BROKERAGE SERVICES LLC
August 16, 1995 - April 15, 1998
FIDELITY DISTRIBUTORS COMPANY LLC
May 15, 1995 - August 17, 1995
FIDELITY BROKERAGE SERVICES LLC
February 17, 1995 - May 15, 1995
FIDELITY DISTRIBUTORS COMPANY LLC
February 22, 1993 - February 17, 1995
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL ADVISORS, INC.
CRD#: 129035 / SEC#: , 8-66197
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
