Gary S. Simel

FLYNN ZITO CAPITAL MANAGEMENT

CUSHING, ME

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CRD#: 2320801

Professional summary

Gary S Simel is a registered financial advisor currently at FLYNN ZITO CAPITAL MANAGEMENT, LLC located in Cushing, Maine and LPL FINANCIAL LLC located in Garden City, New York.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Gary has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 10/26/2012; GARY SIMEL FINANCIAL STRATEGIES; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; 100% OF TIME SPENT. 2) BOARD MEMBER OF AN HOA FOR PROPERTY OWNED BY GARY AT 25 MONUMENT ST, PORTLAND, MAINE 04101. THE BOARD IS A NOT FOR PROFIT. 5 UNIT CONDO BUILDIGN, AND EACH UNIT HAS A MEMBER ON ITS BOARD. NOT INVESTMENT-RELATED. 3) 02/21/2024 - Flynn Zito Capital Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/20/2024 - 40 Hrs/mo; 8 Hrs During Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary S Simel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2024 - Present

FLYNN ZITO CAPITAL MANAGEMENT, LLC

RIA

CRD#: 152689

CUSHING, ME

Current

October 26, 2012 - Present

LPL FINANCIAL LLC

Office #1: 585 Stewart Ave #620, Garden City, NY 11530

RIA

CRD#: 6413

Garden City, NY

Past

October 31, 2012 - May 23, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

CUSHING, ME

Past

July 28, 2005 - October 29, 2012

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CAMDEN, ME

Past

July 18, 2005 - October 29, 2012

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CAMDEN, ME

Past

July 23, 1997 - July 15, 2005

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

SOUTHAMPTON, NY

Past

September 18, 1996 - July 15, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

October 18, 1994 - September 18, 1996

CHEMICAL INVESTMENT SERVICES CORP.

CRD#: 36312

Past

March 12, 1993 - February 8, 1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

March 12, 1993 - February 8, 1995

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLYNN ZITO CAPITAL MANAGEMENT, LLC

FLYNN ZITO CAPITAL MANAGEMENT, LLC | FZCM

CRD#: 152689 / SEC#: 801-71111

RIA

Registered Investment Advisory firm - (2/22/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/26/2012)

Colorado
(9/21/2022)

Connecticut
(4/15/2015)

Florida
(10/26/2012)

Georgia
(10/26/2012)

Maine
(10/31/2012)

IAR

Maine
(2/20/2024)

Maryland
(11/11/2013)

Massachusetts
(3/4/2015)

New Hampshire
(10/26/2012)

New York
(10/26/2012)

IAR

New York
(2/20/2024)

North Carolina
(12/4/2012)

Pennsylvania
(10/26/2012)

South Carolina
(11/24/2014)

Texas
(8/13/2019)

Virginia
(11/23/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/15/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/4/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/9/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/30/1998

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

FLYNN ZITO CAPITAL MANAGEMENT, LLC

FLYNN ZITO CAPITAL MANAGEMENT, LLC | FZCM

CRD#: 152689 / SEC#: 801-71111

RIA

Registered Investment Advisory firm - (2/22/2010 Approved)

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Contact information

Main Address

585 Stewart Ave Suite 620, Garden City, NY 11530

Mailing Address

Phone number

(516) 746-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FZCM - ADV PART 2A: FIRM BROCHURE (3/7/2025)

Regulatory assets under management

Total Number of Accounts	1,823
AUM (Assets Under Management)	$ 672,264,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Gary S. Simel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary S Simel's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CHEMICAL INVESTMENT SERVICES CORP.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

FLYNN ZITO CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/1997

Series 63

Date: 3/15/1993

SIE

Date: 10/1/2018

Series 7

Date: 1/4/1995

Series 6

Date: 3/9/1993

Series 26

Date: 11/30/1998

FINRA

Current Firm

FLYNN ZITO CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLYNN ZITO CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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