Brentley C. Martin
Professional summary
Brentley Chad Martin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brentley is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Brentley had worked at 7 firms, which includes CARDINAL CAPITAL MANAGEMENT INC., EMERSON BENNETT & ASSOCIATES, BARRON CHASE SECURITIES INC., BRAUER & ASSOCIATES INC., EURO-ATLANTIC SECURITIES INC., JOSEPH ROBERTS & CO. INC., CHATFIELD DEAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2001 - November 8, 2002
CARDINAL CAPITAL MANAGEMENT, INC.
February 25, 1998 - March 5, 2002
EMERSON BENNETT & ASSOCIATES
November 25, 1997 - December 10, 1997
BARRON CHASE SECURITIES, INC.
March 19, 1997 - December 3, 1997
BRAUER & ASSOCIATES, INC.
May 25, 1994 - July 11, 1997
EURO-ATLANTIC SECURITIES INC.
October 5, 1993 - February 16, 1994
EURO-ATLANTIC SECURITIES INC.
July 19, 1993 - October 7, 1993
JOSEPH ROBERTS & CO., INC.
March 23, 1993 - July 19, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 55
Date: 3/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
CARDINAL CAPITAL MANAGEMENT, INC.
CRD#: 24605 / SEC#: , 8-41272
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
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