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Brentley C. Martin

Some features on this profile are disabled
CRD#: 2320760
BM

Professional summary

Brentley Chad Martin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Brentley is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Brentley had worked at 7 firms, which includes CARDINAL CAPITAL MANAGEMENT INC., EMERSON BENNETT & ASSOCIATES, BARRON CHASE SECURITIES INC., BRAUER & ASSOCIATES INC., EURO-ATLANTIC SECURITIES INC., JOSEPH ROBERTS & CO. INC., CHATFIELD DEAN & CO. INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brent Martin | Brentley C Martin | Brentley Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 5, 2001 - November 8, 2002

CARDINAL CAPITAL MANAGEMENT, INC.

BD
CRD#: 24605
MIAMI, FL
Past

February 25, 1998 - March 5, 2002

EMERSON BENNETT & ASSOCIATES

BD
CRD#: 36171
FT. LAUDERDALE, FL
Past

November 25, 1997 - December 10, 1997

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

March 19, 1997 - December 3, 1997

BRAUER & ASSOCIATES, INC.

BD
CRD#: 18278
ST. PETERSBURG, FL
Past

May 25, 1994 - July 11, 1997

EURO-ATLANTIC SECURITIES INC.

BD
CRD#: 21367
BOCA RATON, FL
Past

October 5, 1993 - February 16, 1994

EURO-ATLANTIC SECURITIES INC.

BD
CRD#: 21367
BOCA RATON, FL
Past

July 19, 1993 - October 7, 1993

JOSEPH ROBERTS & CO., INC.

BD
CRD#: 15971
POMPANO BEACH, FL
Past

March 23, 1993 - July 19, 1993

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/15/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 3/27/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/19/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 3/18/1998
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/29/1997
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 11/18/1996
Registered Options Principal Examination

Current Firm

CC
CARDINAL CAPITAL MANAGEMENT, INC.
CARDINAL CAPITAL MANAGEMENT, INC | COMMUNITY INVESTMENT SERVICES, INC. | CARDINAL CAPITAL MANAGEMENT, INC.

CRD#: 24605 / SEC#: , 8-41272

BD
Terminated by SEC on 03/13/2005
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 03/14/1989
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CARDINAL CAPITAL . NET, INC.NEW PARENT COMPANY
CARBONELL, GRISSEL MARIAFINOP2251670
SMITH, HERSHEL FRANCIS JRCHAIRMAN/CEO/SECRETARY/SROP/CROP427817
SWEENEY, CHRISTOPHER ALANSENIOR MANAGING DIRECTOR823375

Disclosures

Regulatory Event6
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARDINAL CAPITAL MANAGEMENT, INC.

CRD#: 24605

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