Kimberly K. Snyder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Kay Snyder, who also goes by Kim Snyder, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 1994. Kimberly had worked at 6 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2017 - September 20, 2017
ALLIANCE-ONE INVESTMENTS, LLC
October 18, 2012 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
July 31, 2006 - January 2, 2015
NEW ENGLAND SECURITIES
December 11, 2004 - August 11, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
May 1, 2001 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
March 14, 1994 - May 1, 2001
METLIFE INVESTORS SALES COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
